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INVESTOR ALERT! Eric Springer – Grand Rapids, MI

Tag Archives: Michigan Securities Attorneys

07
Apr

INVESTOR ALERT! Eric Springer – Grand Rapids, MI

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INVESTOR ALERT!  Eric Springer – Grand Rapids, MI

Eric Springer from Grand Rapids, Michigan   Have you lost money with financial advisor Eric Springer of Grand Rapids, Michigan?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Eric S. Springer. FINRA suspended Springer for one month from the securities industry and fined him $5,000.   FINRA alleged that Eric ...

30
Dec

WARNING! Investigation: RODGER BURSKEY–Township, MI

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WARNING!  Investigation:  RODGER BURSKEY–Township, MI

RODGER BURSKEY FROM COMMERCE TOWNSHIP, MICHIGAN   Have you lost money with financial advisor Rodger Burskey of Commerce Township and Ann Arbor, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Rodger J. Burskey. FINRA barred Burskey from the securities industry after he failed to respond to a FINRA investigation.  ...

16
Nov

WARNING! Investigation of HARRY BENNETT–New Boston, Michigan

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WARNING!  Investigation of HARRY BENNETT–New Boston, Michigan

INVESTOR WARNING!  Harry Bennett from New Boston, Michigan   Have you lost money with financial advisor Harry Bennett of New Boston and Woodhaven, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Harry C. Bennett. FINRA barred Bennett after he failed to respond to an investigation that he charged excessive ...

04
Nov

INVESTOR WARNING! Peter Neary of Plymouth, Michigan

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INVESTOR WARNING!  Peter Neary of Plymouth, Michigan

WARNING!  Peter Neary from Plymouth, Michigan   Have you lost money with financial advisor Peter Neary of Plymouth, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Peter J. Neary, Jr. FINRA suspended Neary for 20 days regarding allegations that he exercised discretionary power in an account without prior written ...

21
Jul

WARNING! Impending Investigation: THOMAS GACKLE and LOWELL & COMPANY, INC.

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WARNING!  Impending Investigation:  THOMAS GACKLE and LOWELL & COMPANY, INC.

Investigation of Thomas Gackle and Lowell & Company, Inc.   Have you lost money with financial advisor Thomas Gackle of Novi, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Thomas E. Gackle. FINRA barred Gackle from the securities industry after he failed to respond to a FINRA investigation.   ...

13
Jul

WARNING! Impending Investigation: LAWRENCE ROBERSON and CAPITAL CITY SECURITIES, LLC

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WARNING!  Impending Investigation:  LAWRENCE ROBERSON and CAPITAL CITY SECURITIES, LLC

Lawrence Roberson and Capital City Securities, LLC   Have you lost money with financial advisor Lawrence Roberson of Detroit, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Lawrence or “Larry” R. Roberson. FINRA barred Roberson from the securities industry after he made misrepresentations in connection with the sale of ...

11
Mar

WARNING! Impending Investigation: CHRISTOPHER TOLMACS and TRIAD ADVISORS, INC.

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WARNING!  Impending Investigation:  CHRISTOPHER TOLMACS and TRIAD ADVISORS, INC.

Christopher Tolmacs and Triad Advisors, Inc.   Have you lost money with financial advisor Christopher Tolmacs of Portage, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Christopher T. Tolmacs. FINRA barred Tolmacs from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Tolmacs ...

02
Nov

WARNING! Impending Investigation: DAVID SCHOLL and PLANMEMBER SECURITIES CORP.

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WARNING!  Impending Investigation:  DAVID SCHOLL and PLANMEMBER SECURITIES CORP.

David Scholl and PlanMember Securities Corp.   Have you lost money with financial advisor David A. Scholl of Grand Rapids, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against David Scholl. FINRA investigated Scholl for selling promissory notes in Mackinac Realty Group and Mackinac Advisory Services during 2011, while he ...

24
Jul

WARNING! Impending Investigation: KENNETH HORNYAK and STIFEL NICOLAUS & CO. INC.

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Kenneth Hornyak and Stifel Nicolaus & Co., Inc. Have you lost money with financial advisor Kenneth Hornyak of Traverse City, Michigan?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Kenneth Hornyak.  Ken Hornyak was barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was ...

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