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INVESTOR ALERT! Erin Verespy of HD Vest Is Now BARRED

Tag Archives: misappropriate

18
Apr

INVESTOR ALERT! Erin Verespy of HD Vest Is Now BARRED

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INVESTOR ALERT!  Erin Verespy of HD Vest Is Now BARRED

Have you lost money with financial advisor Erin Verespy of Trumbull, Connecticut?    We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Erin Lynn Verespy. FINRA barred Verespy from the securities industry after she failed to respond to a FINRA investigation.  FINRA was investigating Verespy based on allegations that she ...

14
Dec

CHRISTOPHER HELLMAN Customer Complaints – Boca Raton, FL

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CHRISTOPHER HELLMAN Customer Complaints – Boca Raton, FL

Christopher Hellman, formerly with FMSbonds and Merrill Lynch, Barred from Securities Industry   Have you lost money with financial advisor Christopher Hellman of Boca Raton, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Christopher Charles Hellman. FINRA barred Chris Hellman from the securities industry after he failed to respond ...

12
Sep

INVESTOR WARNING! Investigation of JEFFERY KELLY – Getzville, NY

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INVESTOR WARNING!  Investigation of JEFFERY KELLY – Getzville, NY

Jeffery Kelly, formerly with Ameriprise Financial Services, Barred from Securities Industry   Have you lost money with financial advisor Jeffery Kelly of Getzville, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jeffery Joseph Kelly. FINRA barred Kelly from the securities industry after he failed to respond to a ...

30
Aug

INVESTOR ALERT! Daniel Winger of PFS Investments BARRED

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INVESTOR ALERT!  Daniel Winger of PFS Investments BARRED

Daniel Winger, formerly of PFS Investments, Barred from Securities Industry by FINRA   Have you lost money with financial advisor Daniel Winger of Federal Way, Washington?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Daniel Noah Winger.  Daniel Winger was barred from the securities industry by FINRA after it was ...

26
Jul

WARNING! Investigation: STEVEN PAGARTANIS Charged With FRAUD

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WARNING!  Investigation:  STEVEN PAGARTANIS Charged With FRAUD

Steven Pagartanis, formerly with Lombard Securities, Charged with Fraud   Have you lost money with financial advisor Steven Pagartanis of East Setauket, New York?  We are continuing our investigation into allegations made against Steven Pagartanis, who was recently charged with securities fraud and mail and wire fraud by the U.S. Attorney for the Eastern District ...

31
May

UPDATE! Steven Pagartanis of LOMBARD SECURITIES – Allegations of STEALING INVESTORS’ MONEY

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UPDATE!  Steven Pagartanis of LOMBARD SECURITIES – Allegations of STEALING INVESTORS’ MONEY

Steven Pagartanis, formerly with Lombard Securities, Alleged by SEC to Run $8 Million Scheme   Have you lost money with financial advisor Steven Pagartanis of Setauket, New York?  We are continuing our allegations made by the Securities and Exchange Commission (SEC) against Steven Pagartanis.  The SEC alleged that Pagartanis raised $8 million from investors in ...

16
Apr

WARNING! Investigation of STEVEN PAGARTANIS, Lombard Securities and Cadaret, Grant & Co.

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WARNING!  Investigation of STEVEN PAGARTANIS, Lombard Securities and Cadaret, Grant & Co.

Steven Pagartanis, formerly with Lombard Securities, Barred from Securities Industry   Have you lost money with financial advisor Steven Pagartanis of Setauket, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Steven Pagartanis. FINRA barred Pagartanis from the securities industry after he failed to respond to a FINRA investigation.  ...

10
Mar

UPDATE! Peter Kohli and DMS Advisors BARRED by SEC

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UPDATE!  Peter Kohli and DMS Advisors BARRED by SEC

Peter Kohli and DMS Advisors Barred by SEC   Have you lost money with financial advisor Peter Kohli of Pottstown, Pennsylvania?  We are continuing our investigation allegations made by the Securities and Exchange Commission (SEC) against Peter R. Kohli.  In 2016, The SEC filed a complaint against Peter Kohli in the Eastern District of Pennsylvania ...

20
Feb

MARCUS PARKER Investment Losses – Can You Get Your Money Back?

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MARCUS PARKER Investment Losses – Can You Get Your Money Back?

Marcus Parker, formerly with Wells Fargo, Barred from the Securities Industry   Have you lost money with financial advisor Marcus Parker of Santa Fe, New Mexico?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Marcus Duane Parker. FINRA barred Parker from the securities industry after he failed to respond to ...

20
Feb

Victims of JERRY SIMPSON: Information on Money Recovery

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Victims of JERRY SIMPSON:  Information on Money Recovery

Jerry Simpson, formerly with Thrivent Investment Management, Barred from the Securities Industry   Have you lost money with financial advisor Jerry Simpson of Madisonville, Kentucky?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jerry Wayne Simpson. FINRA barred Simpson from the securities industry after he failed to respond to a ...

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