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UPDATE! Aaron Parthemer ORDERED to Pay $160,000

Tag Archives: Morgan Stanley Smith Barney

24
Aug

UPDATE! Aaron Parthemer ORDERED to Pay $160,000

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UPDATE!  Aaron Parthemer ORDERED to Pay $160,000

Aaron Parthemer, formerly with Morgan Stanley Smith Barney, and Wells Fargo Advisors, Ordered to Pay $160,000 by SEC   Have you lost money with financial advisor Aaron Parthemer of Fort Lauderdale, Florida? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Aaron R. Parthemer. Parthemer agreed to be barred from the ...

01
Sep

INVESTOR NOTICE! Investigation of Walter Energy Stock Losses with Morgan Stanley

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INVESTOR NOTICE: Investigation of Walter Energy Stock Losses with Morgan Stanley   Israels & Neuman is investigating losses incurred by investors in Walter Energy, Inc. (WLTGQ), and particularly, those investors who invested through Morgan Stanley.   Walter Energy used to be one of the largest producers of coal in the state of Alabama.  The company ...

27
Apr

WARNING! Impending Investigation–AARON R. PARTHEMER, MORGAN STANLEY SMITH BARNEY, and WELLS FARGO ADVISORS

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Aaron R. Parthemer, Morgan Stanley Smith Barney, and Wells Fargo Advisors Have you lost money with financial advisor Aaron R. Parthemer of Fort Lauderdale, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Aaron Parthemer.  Parthemer agreed to be barred from the securities industry after he solicited clients to invest ...

27
Aug

WARNING! Impending Investigation–TRAVIS SHANNON and MORGAN STANLEY SMITH BARNEY

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Travis Shannon and Morgan Stanley Smith Barney We are currently investigating allegations made against Travis S. Shannon of Santa Barbara, California.  Travis Shannon was recently suspended by FINRA (the Financial Industry Regulatory Authority) for two years for his involvement with firms that he failed to disclose to his employer, Morgan Stanley Smith Barney. FINRA alleged ...

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