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Marvin Thomas White of Farmers Financial Solutions, Barred by FINRA

Tag Archives: Nashville

17
Feb

Marvin Thomas White of Farmers Financial Solutions, Barred by FINRA

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Marvin Thomas White of Farmers Financial Solutions, Barred by FINRA

Have you lost money with financial advisor Marvin Tom White of Farmers Financial Solutions in Pegram, Tennessee?     We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Marvin Thomas White, Jr. FINRA barred “Tom” White from the securities industry after he failed to respond to a FINRA investigation.  FINRA ...

27
Feb

WARNING! Investigation: PHILLIP JOHNSON of SUNTRUST Investments

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WARNING!  Investigation:  PHILLIP JOHNSON of SUNTRUST Investments

Phillip Johnson, formerly with SunTrust Investment Services, Suspended 3 Months   Have you lost money with financial advisor Phillip Johnson of Nashville, Tennessee?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Phillip Andrew Johnson. FINRA suspended Johnson from the securities industry for three months and fined him $5,000 regarding allegations ...

15
Apr

ISRAELS & NEUMAN, PLC – TENNESSEE SECURITIES ATTORNEYS

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ISRAELS & NEUMAN, PLC – TENNESSEE SECURITIES ATTORNEYS

ISRAELS & NEUMAN, PLC – Tennessee Securities Attorneys   Sections 121 and 122 of the Tennessee Securities Act   Israels & Neuman are investment fraud and securities arbitration attorneys that represent Tennessee residents who have been wronged by their stockbrokers and brokerage firms.  Our investment fraud attorneys have previously represented investors in Tennessee, including former ...

04
Aug

WARNING! Impending Investigation: PATRICK L. GARRETT and ROBERT W. BAIRD & CO.

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Patrick L. Garrett and Robert W. Baird & Co. Have you lost money with financial advisor Patrick Garrett of Nashville, Tennessee?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Patrick Garrett. FINRA barred Garrett from the securities industry regarding allegations that he verbally overstated the value of an account, which ...

21
Jul

UPDATE–Continuing Investigation Developments: GWG RENEWABLE SECURED DEBENTURES and JON R. SABES and STEVEN F. SABES

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Further Investigation Into GWG Renewable Secured Debentures Have you invested in GWG Renewable Secured Debentures?  We have previously written a couple of blog entries regarding actions bought by the Financial Industry Regulatory Authority (FINRA) against financial advisors who recommended that their clients invest in GWG debentures.  GWG Holdings, Inc. purchases life insurance policies on the ...

07
Jul

WARNING! Impending Investigation–MICHAEL M. WARD and GWG RENEWABLE SECURED DEBENTURES

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Investigation of Michael M. Ward and GWG Renewable Secured Debentures Have you invested in GWG Renewable Secured Debentures through 79 Capital Securities and Michael M. Ward?   GWG Holdings, Inc. purchases life insurance policies on the secondary market, at a discount from the policy owner.  GWG then hopes to make a profit by collecting the face ...

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