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UPDATE: Investigation of MARC A. ARENA of National Securities Corp. and Newport Coast Securities

Tag Archives: National Securities Corporation

26
Oct

UPDATE: Investigation of MARC A. ARENA of National Securities Corp. and Newport Coast Securities

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UPDATE:  Investigation of MARC A. ARENA of National Securities Corp. and Newport Coast Securities

UPDATE to Israels & Neuman, PLC investigation of MARC A. ARENA of NATIONAL SECURITIES CORPORATION and NEWPORT COAST SECURITIES, INC. of Westbury, New York   Israels & Neuman, PLC previously reported that FINRA, the Financial Industry Regulatory Authority named Marc Arena as a Respondent in a Complaint alleging that he failed to adequately supervise a ...

01
Sep

WARNING! Impending Investigation: MARC A. ARENA, NATIONAL SECURITIES CORP., and NEWPORT COAST SECURITIES

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Israels & Neuman, PLC Investigates MARC A. ARENA of NATIONAL SECURITIES CORPORATION and NEWPORT COAST SECURITIES, INC. of New York, New York   Have you lost money with financial advisor MARC A. ARENA (CRD# 2754309) of NATIONAL SECURITIES CORPORATION (CRD# 7569 / SEC# 8-164) or NEWPORT COAST SECURITIES, INC. (CRD# 16944) of New York, New ...

12
Aug

Israels & Neuman PLC files Arbitration Claim Against Todd Joseph Henrich and National Securities Corp.

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Israels & Neuman, PLC files FINRA Arbitration Claim against National Securities Corporation and registered representative Todd Joseph Henrich alleging Breach of Fiduciary Duty, Fraud, Failure to Supervise, and Churning Accounts. FOR IMMEDIATE RELEASE Israels & Neuman, PLC announces that it has filed a Financial Industry Regulatory Authority (FINRA) Arbitration Claim against National Securities Corporation (CRD ...

15
Apr

WARNING! Impending Investigation–VITO BALSAMO and NATIONAL SECURITIES CORPORATION

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Vito Balsamo and National Securities Corporation Have you lost money with financial advisor Vito J. Balsamo of New York City?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Vito Balsamo.  FINRA is investigating Balsamo for allegations that he engaged in outside business activities without notifying his firm, National Securities Corporation.  ...

19
Mar

WARNING! Impending Investigation–LOENID YUROVSKY and ETFs

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Leonid Yurovsky and ETFs   We are currently investigating allegations made against Leonid Yurovsky, a financial advisor from New York, New York.  The Arkansas Securities Department brought a regulatory action against Leonid Yurovsky, alleging that he made excessive trades (or churned) a customer’s account, charging over $106,000 in commissions in a 19-month period from March ...

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