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UPDATE! BioChemics CEO, John Masiz Barred

Tag Archives: Plano

23
Aug

UPDATE! BioChemics CEO, John Masiz Barred

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UPDATE!  BioChemics CEO, John Masiz Barred

BioChemics, Inc. Founder and CEO, John Masiz Barred   Have you lost money investing in BioChemics, Inc.?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against BioChemics, Inc. and its founder and CEO, John Masiz.  Masiz was barred from the securities industry and ordered to pay a $120,000 fine.   We ...

05
Jun

Investor Alert! MARK TREWITT – Plano, TX

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Investor Alert!  MARK TREWITT – Plano, TX

Israels & Neuman, PLC Investigates Mark Trewitt of VFG Securities   Have you lost money with financial advisor Mark A. Trewitt of VFG Securities of Plano, Texas?  We are investigating allegations of former customers related to Mark Trewitt. Mark Trewitt’s CRD report, a public record maintained by FINRA, states that Trewitt has been the subject ...

27
Apr

WARNING! Impending Investigation: BRENT BURGESSER and WELLS FARGO ADVISORS

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WARNING!  Impending Investigation:  BRENT BURGESSER and WELLS FARGO ADVISORS

Brent Burgesser and Wells Fargo Advisors   Have you lost money with financial advisor Brent Burgesser of Chandler, Arizona?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Brent W. Burgesser. FINRA alleged that from 2009 to 2012, Burgesser made unsuitable trading of Class “A” share mutual funds.  The front end ...

25
Apr

WARNING! PTX SECURITIES INVESTIGATION

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WARNING!  PTX SECURITIES INVESTIGATION

Investigation of PTX Securities   FINRA recently brought a regulatory action against a Plano, Texas-based brokerage firm named PTX Securities (“PTX”).  FINRA alleged that it failed to conduct adequate due diligence on oil and gas investments between October 2013 and January 2014.  PTX was previously known as Balanced Financial Securities.   FINRA alleged that PTX ...

10
Feb

WARNING! Impending Investigation: BIOCHEMICS, INC., WILLIAM MARSHALL, and AMERIPRISE FINANCIAL SERVICES

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WARNING!  Impending Investigation:  BIOCHEMICS, INC., WILLIAM MARSHALL, and AMERIPRISE FINANCIAL SERVICES

BioChemics, Inc., William Marshall, and Ameriprise Financial Services   Have you lost money investing in BioChemics, Inc.?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) regarding the sales of BioChemics, Inc. preferred stock by financial advisors with Ameriprise Financial Services.  FINRA previously brought a regulatory action against John J. Kolinofsky, Jr., ...

16
Jan

ISRAELS & NEUMAN – TEXAS INVESTMENT FRAUD ATTORNEYS

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ISRAELS & NEUMAN – TEXAS INVESTMENT FRAUD ATTORNEYS

ISRAELS & NEUMAN, PLC – Texas Securities Arbitration and Investment Fraud Attorneys   Section 33 of the Texas Securities Act   Israels & Neuman are securities arbitration and investment fraud attorneys that represent Texas residents who have been wronged by their stockbrokers and brokerage firms.  Our attorneys have previously represented dozens of Texas investors who ...

24
Nov

Israels & Neuman, PLC Investigates Dennis Van Patter of VSR Financial Services

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Israels & Neuman, PLC Investigates Dennis Van Patter of VSR Financial Services

Israels & Neuman, PLC Investigates Dennis Van Patter of VSR Financial Services   Have you lost money with financial advisor Dennis Van Patter with VSR Financial Services of Plano, Texas?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, regarding Dennis Van Patter.  FINRA alleged that Van Patter recommended that one of ...

25
Sep

WARNING! Impending Investigation: BIOCHEMICS, INC. and AMERIPRISE FINANCIAL SERVICES

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WARNING!  Impending Investigation:  BIOCHEMICS, INC. and AMERIPRISE FINANCIAL SERVICES

BioChemics, Inc. and Ameriprise Financial Services Have you lost money investing in BioChemics, Inc.?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) regarding the sales of BioChemics, Inc. preferred stock by financial advisors with Ameriprise Financial Services.  FINRA brought a regulatory action against John J. Kolinofsky, Jr., a supervisor and branch ...

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