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LON FACCINI of Cape Securities Subject of COMPLAINTS and Lawsuits

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02
Mar

LON FACCINI of Cape Securities Subject of COMPLAINTS and Lawsuits

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LON FACCINI of Cape Securities Subject of COMPLAINTS and Lawsuits

 Have you lost money with financial advisor Lon C. Faccini, Jr. of Cape Securities?   We are investigating allegations of former customers related to Lon Faccini. Lon Faccini’s CRD report, a public record maintained by FINRA, states that Faccini has been the subject of six customer complaints and FINRA arbitration lawsuits.  The customers claim Faccini ...

16
Nov

WARNING! Investigation of THOMAS OMARK of Erie, Pennsylvania

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WARNING!  Investigation of THOMAS OMARK of Erie, Pennsylvania

INVESTOR WARNING!  Thomas Omark from Erie, Pennsylvania   Have you lost money with financial advisor Thomas Omark of Erie, Pennsylvania?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Thomas E. Omark.  FINRA alleged that Omark executed trades in at least four customer accounts without prior written authorization from the customers, ...

10.0David P Neuman

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