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UPDATE – RANDALL HAYES of Seattle, WA SUSPENDED

Tag Archives: Proshares Short S&P 500

25
Oct

UPDATE – RANDALL HAYES of Seattle, WA SUSPENDED

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UPDATE – RANDALL HAYES of Seattle, WA SUSPENDED

Randall Hayes, formerly with Morgan Stanley, Suspended Two Years from Securities Industry   Have you lost money with financial advisor Randall Hayes of Seattle, Washington?  The Law Firm of Israels & Neuman is investigating allegations made by the Washington Securities Division.   In 2018, Washington alleged that Hayes bought and sold inverse and leveraged ETFs (exchange ...

26
Mar

INVESTOR WARNING! RANDALL HAYES – Seattle, WA

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INVESTOR WARNING!  RANDALL HAYES – Seattle, WA

Randall Hayes, formerly with Morgan Stanley, Subject of Washington Securities Division Complaint   Have you lost money with financial advisor Randall Hayes of Seattle, Washington?  We are investigating allegations made by the Washington Securities Division.   Washington alleged that Hayes bought and sold inverse and leveraged ETFs (exchange traded funds) in his customers’ accounts without having ...

15
Oct

WARNING! Impending Investigation of ANDREW HARDIE

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WARNING!  Impending Investigation of ANDREW HARDIE

Andrew Hardie, formerly with Stifel Nicolaus, Subject of SEC Complaint   Have you lost money with financial advisor Andrew Hardie of Rogers, Arkansas?  We are investigating allegations made by the Arkansas Securities Department.   Arkansas alleged that Hardie bought and sold inverse and leveraged ETFs (exchange traded funds) in his customers’ accounts without having a reasonable ...

10.0David P Neuman

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