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WARNING! Impending Investigation of ANDREW HARDIE

Tag Archives: ProShares Ultrashort S&P 500

15
Oct

WARNING! Impending Investigation of ANDREW HARDIE

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WARNING!  Impending Investigation of ANDREW HARDIE

Andrew Hardie, formerly with Stifel Nicolaus, Subject of SEC Complaint   Have you lost money with financial advisor Andrew Hardie of Rogers, Arkansas?  We are investigating allegations made by the Arkansas Securities Department.   Arkansas alleged that Hardie bought and sold inverse and leveraged ETFs (exchange traded funds) in his customers’ accounts without having a reasonable ...

26
Oct

LOSSES WITH FINANCIAL ADVISOR, JASON FIGUEROA, GMS GROUP LLC, ETFs, and EXCHANGE TRADED NOTES

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LOSSES WITH FINANCIAL ADVISOR, JASON FIGUEROA, GMS GROUP LLC, ETFs, and EXCHANGE TRADED NOTES

Impending Investigation:  Jason Figueroa, GMS Group LLC, ETFs, and Exchange Traded Notes   Have you lost money with financial advisor Jason L. Figueroa from Boca Raton, Florida? We are investigating allegations made by the FINRA (the Financial Industry Regulatory Authority) against Jason Figueroa.  Figueroa was barred from the securities industry by FINRA after he used ...

10.0David P Neuman

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