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WARNING! Investigation: REGAL SECURITIES and RAYMOND ADCOCK

Tag Archives: Raymond Adcock

22
Dec

WARNING! Investigation: REGAL SECURITIES and RAYMOND ADCOCK

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WARNING!  Investigation:  REGAL SECURITIES and RAYMOND ADCOCK

REGAL SECURITIES SUBJECT OF FINRA INVESTIGATION OVER RAYMOND ADCOCK, CHARLES FERRILL, TALON LLC, AND TALON CAPITAL LP   We are currently investigating allegations made against Raymond L. Adcock, a financial advisor from Cabot, Arkansas who previously worked with Regal Securities.  Regal Securities was the subject of a recent FINRA investigation over its alleged failure to ...

21
Sep

INVESTOR WARNING! Raymond Adcock, Charles Ferrill, Talon LLC, and Talon Capital LP

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INVESTOR WARNING!  Raymond Adcock, Charles Ferrill, Talon LLC, and Talon Capital LP

Raymond Adcock, Charles Ferrill, Talon LLC, and Talon Capital LP   We are currently investigating allegations made against Raymond L. Adcock, a financial advisor from Cabot, Arkansas who previously worked with Regal Securities.  The Arkansas Securities Department brought a regulatory action against Mr. Adcock, making allegations that he sold investments in companies called Talon LLC ...

10.0David P Neuman

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