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INVESTOR ALERT! GPB Capital Investments Decline in Value

Tag Archives: SagePoint

10
Jun

INVESTOR ALERT! GPB Capital Investments Decline in Value

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INVESTOR ALERT!  GPB Capital Investments Decline in Value

GPB Capital Reports Decline in Values for Its Funds   Have you invested in GPB Capital Holdings?  GPB Capital recently reported that two of its funds, GPB Holdings II and GPB Automotive Portfolio, have significant declines in their values.  GPB Holdings II reportedly lost 25.4%, and GPB Automotive Portfolio lost 39%.  GPB also reported that ...

04
Jun

INVESTOR ALERT: Alberto Sanchez of Principal Securities BARRED

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INVESTOR ALERT:  Alberto Sanchez of Principal Securities BARRED

Alberto Sanchez, formerly with Principal Securities, Barred from Securities Industry   Have you lost money with financial advisor Alberto Sanchez of Fort Lauderdale, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Alberto Sanchez. FINRA barred Sanchez from the securities industry after he failed to respond to a FINRA investigation.  ...

13
Dec

INVESTOR WARNING! GPB CAPITAL Investments Under INVESTIGATION

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INVESTOR WARNING!  GPB CAPITAL Investments Under INVESTIGATION

SEC and FINRA Investigating GPB Capital Holdings   Have you invested in GPB Capital Holdings?  Our firm is looking into investigations made against GPB Capital Holdings, which raised money from investors through private placements.  GPB was alleged by the Securities and Exchange Commission (SEC) to have missed filing financial statement deadlines.  It is also reported ...

11
Sep

WARNING! Impending Investigation – DREW JOHNSON

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WARNING!  Impending Investigation – DREW JOHNSON

Drew Johnson, formerly of Girard Securities, Suspended Six Months from Securities Industry   We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Drew M. Johnson, from Coon Rapids, Minnesota. FINRA suspended Johnson from the securities industry for six months and fined him $5,000.  FINRA was investigating Drew Johnson to determine whether ...

23
Nov

WARNING! Investigation of JOHN BURNS–Chesterfield, Missouri

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WARNING!  Investigation of JOHN BURNS–Chesterfield, Missouri

INVESTOR WARNING!  John Burns from Chesterfield, Missouri   Have you lost money with financial advisor John Burns of Chesterfield, Missouri?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against John E. Burns. FINRA suspended Burns for 14 months regarding allegations that he exercised discretionary power in nine customer accounts without prior ...

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