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SEAN WATERS of Financial West BARRED for Churning

Tag Archives: Sean Waters

29
Nov

SEAN WATERS of Financial West BARRED for Churning

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SEAN WATERS of Financial West BARRED for Churning

Sean Waters, previously with Financial West Group, Barred from Securities Industry      –  Westlake Village, CA   Have you lost money with financial advisor Sean Waters?  We are investigating allegations made about Sean J. Waters from Westlake Village, California.  FINRA (the Financial Industry Regulatory Authority) barred Waters from the securities industry.  FINRA was investigating ...

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