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FRAUD ALERT: Michael Bastardi of Securities America – New York

Tag Archives: Securities America

24
May

FRAUD ALERT: Michael Bastardi of Securities America – New York

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FRAUD ALERT:  Michael Bastardi of Securities America – New York

Michael Bastardi, formerly with Securities America and National Securities Corp., Barred from Securities Industry   Have you lost money with financial advisor Michael Bastardi of Warwick, New York?    We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Bastardi. FINRA barred Bastardi from the securities industry after he failed to ...

14
Dec

HECTOR MAY Pleads Guilty to $11 Million Customer FRAUD – Rockland, NY

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HECTOR MAY Pleads Guilty to $11 Million Customer FRAUD – Rockland, NY

Hector May, formerly with Securities America, Pleads Guilty to $11 Million Fraud   Our firm is continuing its investigation into Hector A. May of New City, New York and  Rockland, New York, who just pleaded guilty to an $11 million fraud in which he misappropriated funds from customers.  May, who formerly was an advisor with ...

31
Oct

Lost Money with MICHAEL HEATH of First Allied Securities?

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Lost Money with MICHAEL HEATH of First Allied Securities?

Michael Heath, from Ladera Ranch, California, Subject of FINRA Complaint   Have you lost money with financial advisor Michael Heath of Ladera Ranch, California?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority), against Michael Eugene Heath.  FINRA suspended Heath 45 days from the securities industry and fined him $12,500.  FINRA ...

25
Oct

INVESTIGATION: JOHN SIMONCIC of Financial West Group

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INVESTIGATION:  JOHN SIMONCIC of Financial West Group

John Simoncic of Westlake Village, CA Barred from Securities Industry   Have you lost money with financial advisor John Simoncic?  We are investigating allegations made about John S. Simoncic from Westlake Village, California.  FINRA (the Financial Industry Regulatory Authority) barred Simoncic from the securities industry.  FINRA was investigating John Simoncic, a broker who previously worked ...

10
Apr

Attorney David Neuman Quoted Regarding the HECTOR MAY FRAUD

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Attorney David Neuman Quoted Regarding the HECTOR MAY FRAUD

Attorney David Neuman Is Quoted in LoHud.Com Regarding Hector May Fraud   Attorney David Neuman was quoted in the Journal News LoHud.com regarding former Securities America financial advisor Hector May.  The article was written by Steve Lieberman and Robert Brum, reporters for LoHud.com.  Our firm has spoken with several victims of Hector May’s scheme.  May ...

05
Mar

WARNING! Impending Investigation – HECTOR MAY and SECURITIES AMERICA

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WARNING!  Impending Investigation – HECTOR MAY and SECURITIES AMERICA

Hector May, formerly with Securities America, Under Investigation by U.S. Department of Justice   Have you lost money investing through broker Hector May, formerly with Securities America?  Our firm is investigating whether Hector A. May from New City, New York misappropriated funds from customers.   According to FINRA’s BrokerCheck, Hector May was terminated by his ...

03
Oct

UPDATE! Michael Crowe Suspended and Fined

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UPDATE!  Michael Crowe Suspended and Fined

Michael Crowe, formerly of Securities America, Suspended and Fined by FINRA for Selling Investment in Simply Smart Homes   Have you lost money with financial advisor Michael Crowe of Mesa, Arizona?  We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority) and the Arizona Corporation Commission against Michael A. Crowe.  Early this year, ...

07
Sep

WARNING! Impending Investigation – BRUCE BARBER

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WARNING!  Impending Investigation – BRUCE BARBER

Bruce Barber, formerly of Securities America, Inc., Barred from Securities Industry   Have you lost money with financial advisor Bruce Barber of Colorado Springs, Colorado?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Bruce P. Barber. FINRA barred Barber from the securities industry after he failed to respond to a ...

21
Jul

Investor Alert! SUSAN WELO and CETERA ADVISOR NETWORKS

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Investor Alert!  SUSAN WELO and CETERA ADVISOR NETWORKS

Susan Welo and Cetera Advisor Networks   Have you lost money with financial advisor Susan Welo of Mayville, North Dakota?  We are investigating allegations made by the North Dakota Securities Department.  The North Dakota Securities Department filed a complaint, alleging that Susan Welo has been acting as an unlicensed securities agent since October 2016, at ...

03
Jul

Investor Alert! MICHAEL CROWE – Mesa, AZ

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Investor Alert!  MICHAEL CROWE – Mesa, AZ

Michael Crowe, formerly of Securities America, Subject of Arizona Complaint for Selling Investment in Simply Smart Homes   Have you lost money with financial advisor Michael Crowe of Mesa, Arizona?  We are investigating allegations made by the Arizona Corporation Commission against Michael A. Crowe.  Arizona alleged that Crowe solicited an investor to invest $50,000 in ...

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