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Advisor, THOMAS LAWS of Silver City, NM is now BARRED

Tag Archives: Silver City

11
Apr

Advisor, THOMAS LAWS of Silver City, NM is now BARRED

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Advisor, THOMAS LAWS of Silver City, NM is now BARRED

Have you lost money with financial advisor Thomas Laws of Silver City, New Mexico?    We are continuing to look into allegations made against Thomas   Laws.  FINRA (the Financial Industry Regulatory Authority) began an investigation in Thomas Laws regarding allegations that he engaged in outside business activities or private securities transactions without notifying his brokerage ...

05
Dec

Information for Victims of THOMAS LAWS and Santa Fe Gold Investors

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Information for Victims of THOMAS LAWS and Santa Fe Gold Investors

Thomas Laws, formerly with HD Vest Investment Services, Subject of SEC Complaint   Have you lost money with financial advisor Thomas Laws of Silver City, New Mexico?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Thomas H. Laws.  The SEC alleged that Thomas Laws misappropriated funds from investors from a ...

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