10.0David P Neuman
(720) 599-3505

WARNING! Investigation of TIMOTHY VAN LOHUIZEN – Coeur d’Alene, ID

Tag Archives: silver

21
Nov

WARNING! Investigation of TIMOTHY VAN LOHUIZEN – Coeur d’Alene, ID

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WARNING!  Investigation of TIMOTHY VAN LOHUIZEN – Coeur d’Alene, ID

The Law Firm of Israels & Neuman Investigates Timothy Van Lohuizen of SagePoint Financial   Have you lost money with financial advisor Timothy J. Van Lohuizen, with SagePoint Financial in Coeur d’Alene, Idaho?  We are investigating allegations of customers related to Timothy or Tim Vanlohuizen. Tim Van Lohuizen has been the subject of six customer complaints, ...

26
Aug

LOSSES with Royal Alliance Associates and GOLD & SILVER Coins – Prescott, AZ

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LOSSES with Royal Alliance Associates and GOLD & SILVER Coins – Prescott, AZ

Charles Taylor, Jodi Padgett, and John Farmer with Royal Alliance Associates, Fined for Referring Customers to Buy Gold and Silver Coins – Prescott, AZ   Have you lost money with financial advisor Charles Taylor, Jodi Padgett, and John Farmer in Prescott, Arizona?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against ...

29
Sep

WARNING! Investigation of JAMES DRESSELAERS

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WARNING!  Investigation of JAMES DRESSELAERS

James Dresselaers and H. Beck Fined for ETF Trading   Have you lost money with financial advisor James Dresselaers of Bethesda, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James H. Dresselaers and his brokerage firm, H. Beck. FINRA suspended Dresselaers from the securities industry for two months, fined ...

29
Aug

UPDATE! Dawn Bennett CHARGED with SECURITIES FRAUD

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UPDATE!  Dawn Bennett CHARGED with SECURITIES FRAUD

Dawn Bennett, formerly of Western International Securities, Charged with Securities Fraud Regarding DJBENNETT   Have you lost money with financial advisor Dawn Bennett of Washington, D.C.?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Dawn Bennett.   In August 2017, the SEC alleged that Dawn Bennett was running a Ponzi ...

15
May

Investor Alert! CURTIS RIDLON – Bedford, NH

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Investor Alert!  CURTIS RIDLON – Bedford, NH

Curtis Ridlon from Bedford, New Hampshire and Waddell & Reed Barred from Securities Industry and Fined Over $6 Million   Have you lost money with financial advisor Curtis Ridlon of Bedford, New Hampshire?  We are investigating allegations made by the New Hampshire Securities Bureau against Curtis S. Ridlon.  New Hampshire alleged that Ridlon had improperly ...

30
Jan

UPDATE! DAWN BENNETT and WESTERN INTERNATIONAL SECURITIES, INC.

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UPDATE!  DAWN BENNETT and WESTERN INTERNATIONAL SECURITIES, INC.

Investigation Update:  Dawn Bennett and Western International Securities, Inc.   Have you lost money with financial advisor Dawn Bennett of Washington, D.C.?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Dawn Bennett.   In a recently filed complaint, the SEC alleges that Bennett, and her company Bennett Group Financial Services, misrepresented ...

19
Oct

WARNING! Impending Investigation: NEWPORT COAST SECURITIES and AARON HEIMOWITZ

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WARNING!  Impending Investigation:  NEWPORT COAST SECURITIES and AARON HEIMOWITZ

Aaron Heimowitz and Newport Coast Securities   Have you lost money with financial advisor Aaron Heimowitz of Kew Gardens, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Aaron Heimowitz. FINRA alleged that Heimowitz sold investments to his clients without permission from his brokerage firm, Newport Coast Securities, which ...

08
Jul

WARNING! Impending Investigation–MARK S. GARRISON and NY LIFE SECURITIES

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Mark Garrison and NY Life Securities We are currently investigating allegations made against Mark S. Garrison of Greenville, South Carolina.  Mark S. Garrison was a registered representative and financial advisor of NY Life Securities in its Greenville, South Carolina office, from 1989 to April 2012. Mr. Garrison was recently suspended for 14 months and fined ...

10.0David P Neuman

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