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WARNING! Impending Investigation – TIMARY DELORME of Los Angeles, CA

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18
Jul

WARNING! Impending Investigation – TIMARY DELORME of Los Angeles, CA

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WARNING!  Impending Investigation – TIMARY DELORME of Los Angeles, CA

Timary Delorme, formerly with Wedbush Securities, Barred from Securities Industry

 

Have you lost money with financial advisor Timary Delorme of Los Angeles, California?  We are investigating allegations made by the Oregon Division of Financial Regulation against Timary Delorme. Oregon barred Delorme from the securities industry after she failed to respond to a complaint.  Oregon was investigating Delorme regarding allegations that she engaged in a manipulative trading scheme with Izak Kirk Engelbrecht, and that she received undisclosed benefits from the transactions.

 

Timary Delorme was a financial advisor and registered representative of Wedbush Securities from 1981 to April 2018.  She worked at a branch office in Los Angeles, California.  Delorme has been the subject of regulatory action by FINRA, who also barred her from the securities industry.

 

Brokerage firms like Wedbush Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Vancouver, Washington; Seattle, Washington; and Denver, Colorado.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout California and Oregon.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

 

Click to view:  Delorme, Timary Oregon Order

Click to view:  Delorme, Timary BrokerCheck 7.18.18

 

If you lost money with Timary Delorme or Wedbush Securities, please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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