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Triad Advisors and Claims Over GPB Capital

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11
Nov

Triad Advisors and Claims Over GPB Capital

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Triad Advisors and Claims Over GPB Capital

Triad Advisors Facing Claims Over GPB Capital

 

Have you lost money investing in GPB Capital through Triad Advisors?  Triad Advisors is a securities brokerage firm owned by Ladenburg Thalmann Financial Services.  According to a recent filing with the SEC (Securities and Exchange Commission), Triad Advisors is facing six customer-initiated arbitration claims.  The claims allege $1.65 million in damages in GPB Capital.

 

Brokerage firms like Triad Advisors have an obligation to sell suitable investments to their clients.  If the brokerage firm fails to do so, claims may be made and they can be liable for investor losses.  Brokerage firms also have obligations to perform due diligence on investments before they are sold to investors, so that the firms can disclose the risks and characteristics of the investment to their customers.  If a brokerage firm fails to perform adequate due diligence, and investors suffer damages as a result, the brokerage firm can be liable for losses.

 

Israels & Neuman is an investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  Our attorneys have represented over 1,000 investors throughout the country, including in FINRA arbitration.   We have also represented several investors in a prior case related to a Ponzi scheme run by a former broker at Triad Advisors.

 

If your financial advisor recommended that you invest in any of these GPB Capital investments, or if you suffered losses with Triad Advisors and feel you have a claim, please CONTACT US for a free consultation.

 

Read More about Claims and Recovering Money due to GPB Capital Losses

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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