10.0David P Neuman
(720) 599-3505

Have You Lost Money Investing in UBS YIELD ENHANCEMENT STRATEGY?


Have You Lost Money Investing in UBS YIELD ENHANCEMENT STRATEGY?

Posted by admin | 0 Comment
Have You Lost Money Investing in UBS YIELD ENHANCEMENT STRATEGY?

Investor Losses in UBS Yield Enhancement Strategy


Have you lost money investing with the UBS Yield Enhancement Strategy?  UBS created the “Yield Enhancement Strategy” or “YES”, which was an option-investing strategy that was marketed to investors as a safe way to enhance yield on investments.  In particular, the strategy involved an “iron condor” options strategy which involves buying and selling call and put options on the S&P 500.


Unfortunately, the Yield Enhancement Strategy was not as safe as marketed.  In volatile markets, the YES strategy did not work as planned, causing significant losses for many investors.


When brokerage firms sell investments to investors, the investment must be suitable for the investor, considering their risk tolerance, investment objectives, age, net worth, and other factors.  Moreover, brokerage firms cannot misrepresent risks of an investment.  If a brokerage firm like UBS fails in these respects, they can be liable to investors for losses.


Israels & Neuman is an investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan.  Our attorneys have represented over 1,000 investors throughout the country, including in FINRA arbitration.


If you lost money investing in UBS’ Yield Enhancement Strategy, please CONTACT US at 720-599-3505 for a free consultation.




Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman


DENVER: (720) 599-3505

SEATTLE: (206) 795-5798

Copyright © 2020 Israels Neuman, PLC. All Rights Reserved | Sitemap