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UPDATE! Eric William Johnson and RedRidge Securities Investigation

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13
Nov

UPDATE! Eric William Johnson and RedRidge Securities Investigation

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Eric William Johnson and RedRidge Securities

Have you lost money in Eric William Johnson from Hinsdale, Illinois?  Eric William Johnson was recently barred by FINRA, the Financial Industry Regulatory Authority, for stealing money from his customers’ accounts and depositing the money into his own personal accounts.  The Securities and Exchange Commission also brought an emergency action against Eric Johnson on November 5, 2014, alleging that he stole at least $1 million from his clients.

Eric William Johnson was a registered representative of RedRidge Securities from 1999 to September 2014 and worked at RedRidge Securities’ Chicago branch office.  He was also affiliated with HDB Advisors and HD Brent & Co.  Johnson was fired from RedRidge Securities in September 2014 in connection with the theft allegations.

Broker-dealers like RedRidge Securities have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Our attorneys have represented hundreds of investors who have defrauded by their financial advisor or stockbroker.  We have also represented dozens of clients from the Chicago area, and our attorneys are licensed to practice law in both state and federal courts in Illinois.  If you have lost money with Eric Johnson, RedRidge Securities, HDB Advisors, or HD Brent & Co. and want to hear about ALL legal options, please visit https://www.israelsneuman.com or call us at 720-599-3505.

Click here to view FINRA AWC:  Johnson, Eric FINRA AWC (1)

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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