Warning: VALERIE IDARRAGA CEBALLOS of Wells Fargo BARRED
Have you lost money with financial advisor Valerie Idarraga Ceballos of Orlando, Florida? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority. FINRA barred Ceballos after she failed to respond to an investigation. FINRA was investigating Ceballos after she was terminated by her former brokerage firm, Wells Fargo. She was terminated after she applied for business support from the Small Business Administration when she admitted that she did not have a pre-existing business.
Valerie Idarraga Ceballos was a financial advisor and registered representative of Wells Fargo from April 2018 to October 2020. She worked at branch offices in Orlando, Florida.
Brokerage firms like Wells Fargo have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
If you lost money with Valerie Idarraga Ceballos or Wells Fargo, please CONTACT US at 720-599-3505 or 206-795-5798 for a free evaluation of your case.
FREE CASE EVALUATION
DENVER: (720) 599-3505
SEATTLE: (206) 795-5798