WARNING! Impending Investigation: JONOTHON LIEBERMAN and SALOMON WHITNEY FINANCIAL
Jonothon Lieberman and Salomon Whitney Financial
Have you lost money with financial advisor Jonothon Lieberman of Farmingdale, New York? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jonothon M. Lieberman. FINRA barred Lieberman from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Lieberman regarding allegations that he engaged in sales practice violations.
Jonothon Lieberman was a financial advisor and registered representative of Salomon Whitney Financial from February 2015 to September 2015. He worked at a branch office in Farmingdale, New York. Lieberman has been the subject of at least 15 customer complaints throughout his career.
Brokerage firms like Salomon Whitney Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.
Click to view: Lieberman FINRA AWC
Click to view: Lieberman BrokerCheck 5.6.16
HAVE YOU LOST MONEY WITH JONOTHON LIEBERMAN OR SALOMON WHITNEY?
Denver Office: (720) 599-3505
Seattle Office: (206) 795-5798