WARNING! Impending Investigation: CHRISTOPHER TIERNAN and FARMERS FINANCIAL SOLUTIONS
Christopher Tiernan and Farmers Financial Solutions
Have you lost money with financial advisor Christopher Tiernan of Marshalltown, Iowa? We are investigating allegations made by Iowa Insurance Division against Christopher J. Tiernan. Iowa alleged that Tiernan misappropriated insurance premiums from clients. He was alleged to have deposited the premiums in his personal checking account. Tiernan’s securities and insurance licenses were both revoked by Iowa.
Christopher Tiernan was a financial advisor and registered representative of Farmers Financial Solutions May 2008 to December 2015. He worked at a branch office in Marshalltown, Iowa. Tiernan has been the subject of at least two customer complaints, alleging misrepresentations regarding the sales of private placements and tenant-in-common (TIC) interests.
Brokerage firms like Farmers Financial Solutions have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Iowa. Attorney David Neuman represented numerous investors against DeWaay Capital Management, based out of Clive, Iowa. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities AmChristophera, National Securities Corp., and many others.
Click to view: Tiernan Iowa Order
Click to view: Tiernan BrokerCheck 6.2.16
HAVE YOU LOST MONEY WITH CHRISTOPHER TIERNAN OR FARMERS FINANCIAL SOLUTIONS?
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