WARNING! Impending Investigation–DANIEL P. GLAVIN and COUNTRY CAPITAL MANAGEMENT CO.
Daniel P. Glavin and Country Capital Management Company
Have you lost money with financial advisor Daniel P. Glavin from Orland Park, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Daniel Glavin. FINRA alleges that Glavin stole at least $45,000 from a customer. He was alleged to have told a customer that he would invest the customer funds in certificates of deposit for YUM! Brands (the parent company for Kentucky Fried Chicken), but there was no such investment, and Glavin never invested it in anything. FINRA barred Daniel Glavin from the securities industry.
Daniel P. Glavin was a financial advisor and registered representative of Country Capital Management Company from August 2008 to June 2013. He also was registered with Signator Financial Services from February 2014 to September 2014. He worked in an Orland Park, Illinois branch office.
Brokerage firms like Country Capital Management Company have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Our attorneys have represented over one thousand investors who have been defrauded by their financial advisor or stockbroker. While we have offices in Denver and the Seattle area, both of our attorneys are licensed in Illinois, and we have previously represented many clients in the Chicago area. If you have lost money with Daniel P. Glavin and Country Capital Management Company and want to hear about ALL legal options, please visit https://www.israelsneuman.com and go to our CONTACT page or call us at 720-599-3505.
Click to view: Glavin FINRA AWC