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WARNING! Impending Investigation–DANIEL R. MURPHY and CHADBOURN PARTNERS

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08
Apr

WARNING! Impending Investigation–DANIEL R. MURPHY and CHADBOURN PARTNERS

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Daniel R. Murphy and Chadbourn Partners

Have you lost money with financial advisor Daniel R. Murphy from Jacksonville, Florida?  We are investigating allegations made by the SEC (Securities and Exchange Commission) and the Colorado Division of Securities against Daniel Murphy.  A regulatory complaint was brought against Murphy in August 2014, alleging that Murphy committed fraud through the sale of unregistered securities.

In particular, it was alleged that from September 2010 to February 2012, Daniel R. Murphy sold debentures of Chadbourn Partners, a company that he controlled, to a number of investors in Colorado, including a number of seniors.  The SEC and Colorado Securities Division alleged that this was fraudulent and obtained a $879,000 judgment against him.  On April 7, 2015, the SEC barred Murphy from the securities industry.

Daniel Robert Murphy was a financial advisor and registered representative of Chadbourn Securities from 1999 to February 2009, with Colorado Financial Service Corp. from April 2009 to April 2011, and with Eastgate Securities from May 2011 to December 2011.

Brokerage firms like Colorado Financial Service Corp. and Eastgate Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Our attorneys have represented over one thousand investors who have been defrauded by their financial advisor or stockbroker.  We have offices in Denver and the Seattle-area, and we have represented numerous Colorado clients.  If you have lost money with Daniel Robert Murphy, Chadbourn Partners, Colorado Financial Service Corp. or Eastgate Securities, and want to hear about ALL legal options, please visit https://www.israelsneuman.com and go to our CONTACT page or call us at 720-599-3505.

Click to view:  Murphy SEC AWC

 

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