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WARNING! Impending Investigation–DAVID J. BLASIK and PFS INVESTMENTS, INC.

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30
Jan

WARNING! Impending Investigation–DAVID J. BLASIK and PFS INVESTMENTS, INC.

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David J. Blasik and PFS Investments Inc.

Have you lost money with financial advisor David J. Blasik of Vandalia, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against David Blasik.  Blasik agreed to be barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Blasik for allegations that he sold private securities offerings (or private placements) without approval from his brokerage firm, PFS Investments Inc.

David Blasik was a financial advisor and registered representative of PFS Investments from April 2006 to December 2014.  He worked at PFS Investments branch offices in Kettering, Ohio and Vandalia, Ohio.  He is no longer with PFS Investments.  Blasik previously filed a Chapter 13 bankruptcy in 2007, which was finally discharged in September 2012.

Brokerage firms like PFS Investments have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies, such as refraining from selling investments and securities that are not approved by the firm.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Our attorneys have represented hundreds of investors who have been defrauded by their financial advisor or stockbroker.  While we have offices in Denver and the Seattle area, we have also previously represented clients throughout Ohio.  If you have lost money with David J. Blasik and PFS Investments and want to hear about ALL legal options, please visit https://www.israelsneuman.com and go to our CONTACT page or call us at 720-599-3505.

Click to view FINRA AWC:  Blasik FINRA AWC

Click to view David J. Blasik Broker Check:  Blasik BrokerCheck

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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