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WARNING! Impending Investigation–DAVID A. LANGE and LINCOLN FINANCIAL SECURITIES CORP.

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03
Feb

WARNING! Impending Investigation–DAVID A. LANGE and LINCOLN FINANCIAL SECURITIES CORP.

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David A. Lange and Lincoln Financial Securities Corp.

Have you lost money with financial advisor David A. Lange of Boise, Idaho?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against David Lange.  Lange agreed to be barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Lange for allegations that he participated in an “unapproved outside business activity” from his securities brokerage firm, Lincoln Financial Securities Corp.

David A. Lange was a financial advisor and registered representative of Lincoln Financial Securities Corp. from August 2009 to March 2014.  He worked at a branch office in Boise, Idaho.  Lange was also affiliated with Meridian Wealth Management, Inc., which was located in Meridian, Idaho, and with Lange Distributing LLC.  Lange was terminated by Lincoln Financial when it investigated his involvement in this unapproved outside business activity.

Brokerage firms like Lincoln Financial Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies, such as refraining from selling investments and securities that are not approved by the firm.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Our attorneys have represented hundreds of investors who have been defrauded by their financial advisor or stockbroker.  While we have offices in Denver and the Seattle area, we currently and have previously represented clients throughout Idaho.  If you have lost money with David A. Lange or Lincoln Financial Securities Corp. and want to hear about ALL legal options, please visit https://www.israelsneuman.com and go to our CONTACT page or call us at 720-599-3505.

Click to view FINRA AWC:  Lange FINRA AWC

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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