10.0David P Neuman
(720) 599-3505

WARNING! Impending Investigation: DONNA BEERS and TITAN SECURITIES

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06
Nov

WARNING! Impending Investigation: DONNA BEERS and TITAN SECURITIES

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WARNING!  Impending Investigation:  DONNA BEERS and TITAN SECURITIES

Donna Beers and Titan Securities

 

Have you lost money with financial advisor Donna Beers of Scottsdale and Fountain Hills, Arizona?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Donna Kay Beers. FINRA barred Beers from the securities industry after she failed to respond to a FINRA investigation.  FINRA was investigating Beers regarding allegations that she sold a number of risky and illiquid private placements to a number of her customers.

 

Donna Beers and her husband James Beers were also the subject of an investigation by the Securities Division of the Arizona Corporation Commission regarding the same allegations.  Arizona claimed that Beers had recommended a number of risky investments to her clients, including Fountain Hills Town Square LLC, Atlas Resources Public #17, DBSI Securities, ICON Leasing Fund Twelve, and Resource Real Estate 6 (“Resource RE”).  Beers recommended these investments to one particular couple, who had 69% of their investable assets in these risky investments.  Arizona revoked Beers’ securities license.

 

Donna Beers was a financial advisor and registered representative of Titan Securities from April 2009 to March 2013.  She also worked with Private Consulting Group from 2001 to April 2009.  Beers worked at branch offices in Fountain Hills, Arizona and Scottsdale, Arizona.  In addition to the two regulatory investigations made against Beers, she also has at least three customer complaints filed against her.

 

Brokerage firms like Titan Securities and Private Consulting Group have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Arizona and the Phoenix area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond Donna, ProEquities, Securities America, National Securities Corp., and many others.

 

HAVE YOU LOST MONEY WITH DONNA BEERS OR TITAN SECURITIES?   

 

             CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CONSULTATION

                Denver Office: (720) 599-3505

                Seattle Office: (206) 795-5798

 

Click to view:  Beers FINRA AWC

Click to view:  Beers BrokerCheck 11.5.15

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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DENVER: (720) 599-3505

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