10.0David P Neuman
(720) 599-3505

WARNING! Impending Investigation: ERIC W. KUCHEL and CROWN CAPITAL SECURITIES

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08
Jan

WARNING! Impending Investigation: ERIC W. KUCHEL and CROWN CAPITAL SECURITIES

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WARNING!  Impending Investigation:  ERIC W. KUCHEL and CROWN CAPITAL SECURITIES

Eric W. Kuchel and Crown Capital Securities

 

Have you lost money with financial advisor Eric Kuchel of Brea, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Eric W. Kuchel. FINRA seeks to bar Kuchel from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Kuchel for mutual fund trading and private securities transactions made while he was with Crown Capital Securities.  Kuchel was also recently terminated from his brokerage firm, LPL Financial, for this failure to respond.

 

Eric Kuchel was a financial advisor and registered representative of Crown Capital Securities, Inc. from July 2007 to November 2014 and with LPL Financial from November 2014 to November 2015.  He worked at a branch office in Brea, California.  Kuchel has been the subject of at least two customer complaints, alleging misrepresentations regarding the sales of private placements and tenant-in-common (TIC) interests.

 

Brokerage firms like Crown Capital Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.

 

Click to view:  Kuchel FINRA Comp

Click to view:  Kuchel BrokerCheck 1.7.16

 

HAVE YOU LOST MONEY WITH ERIC KUCHEL or CROWN CAPITAL SECURITIES?    

             CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CASE EVALUATION

                Denver Office: (720) 599-3505

                Seattle Office: (206) 795-5798

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


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