(720) 599-3505

WARNING! Impending Investigation–ERIC WILLIAM JOHNSON and REDRIDGE SECURITIES

SEARCH OUR BLOGS
10
Oct

WARNING! Impending Investigation–ERIC WILLIAM JOHNSON and REDRIDGE SECURITIES

Posted by admin | 0 Comment

Eric William Johnson and RedRidge Securities

Have you lost money in Eric William Johnson?  Eric William Johnson was recently barred by FINRA, the Financial Industry Regulatory Authority, for stealing money from his customers’ accounts and depositing the money into his own personal accounts.

Eric William Johnson was a registered representative of RedRidge Securities from 1999 to September 2014 and worked at RedRidge Securities’ Chicago branch office.  He was also affiliated with HDB Advisors and HD Brent & Co.

Broker-dealers like RedRidge Securities have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.  If you have lost money with Eric Johnson, RedRidge Securities, HDB Advisors, or HD Brent & Co. and want to hear about ALL legal options, please visit https://www.israelsneuman.com/ or call us at 720-599-3505.

Click to view FINRA AWC for Eric Johnson:  Johnson FINRA AWC

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


Copyright © 2019 Israels Neuman, PLC. All Rights Reserved | Sitemap

Marketing Webmasters | Developed By TRIGUNS