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WARNING! Impending Investigation–GREGG A. BEEMER and LINCOLN INVESTMENT

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27
Jan

WARNING! Impending Investigation–GREGG A. BEEMER and LINCOLN INVESTMENT

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Gregg A. Beemer and Lincoln Investment

Have you lost money with financial advisor Gregg A. Beemer of Dayton, Ohio?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Gregg Beemer.  Beemer agreed to be barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Beemer for allegations that he sold private securities offerings (or private placements) without approval from his brokerage firm, Lincoln Investment.

Gregg A. Beemer was a financial advisor and registered representative of Lincoln Investment from June 2012 to November 2014.  He worked at a Lincoln Investment branch office in Dayton, Ohio.  He is no longer with Lincoln Investment.

Brokerage firms like Lincoln Investment have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies, such as refraining from selling investments and securities that are not approved by the firm.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Our attorneys have represented hundreds of investors who have been defrauded by their financial advisor or stockbroker.  While we have offices in Denver and the Seattle area, we have also previously represented clients throughout Ohio.  If you have lost money with Gregg A. Beemer or Lincoln Investment and want to hear about ALL legal options, please visit https://www.israelsneuman.com and go to our CONTACT page or call us at 720-599-3505.

Click here to view FINRA AWC:  Beemer FINRA AWC (1)

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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