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WARNING! Impending Investigation: JEFFREY B. RUBIN and INTERNATIONAL ASSETS ADVISORY, LLC

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16
Sep

WARNING! Impending Investigation: JEFFREY B. RUBIN and INTERNATIONAL ASSETS ADVISORY, LLC

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WARNING!  Impending Investigation:  JEFFREY B. RUBIN and INTERNATIONAL ASSETS ADVISORY, LLC

Jeffrey B. Rubin and International Assets Advisory, LLC

Have you lost money with financial advisor Jeffrey Rubin of Fort Lauderdale, Florida?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Jeffrey Rubin.   In a recently filed complaint, the SEC alleges that Jeffrey B. Rubin was improperly reimbursed for more than $600,000 in expenses which were unrelated to an investment that he sold to his customers.

Jeffrey B. Rubin owned Pro Sports Financial, Inc., which was created to help professional athletes with their finances.  Rubin solicited many of his professional athlete clients to invest in promissory notes of Country Crossings, which was purported to be an investment in an entertainment and casino complex to be built in Dothan, Alabama.  Rubin raised over $40 million to invest in Country Crossings.

The SEC alleged that Rubin requested and received reimbursement for expenses that were not related to Country Crossings, including a mortgage on his multi-million dollar home in South Florida, a Lamborghini Gallardo Spyder, cruises, spa services, and an interest in a Florida night club.

Jeffrey B. Rubin was a registered representative and financial advisor with International Assets Advisory from September 2009 to March 2011.  He worked at a branch office in Fort Lauderdale, Florida.  Rubin was barred by FINRA in 2013 for the same conduct alleged by the SEC.  Rubin has also been the subject of at least four customer complaints.

Brokerage firms like International Assets Advisory have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout South Florida, and attorney David Neuman is licensed to practice law in Florida.  Our attorneys have also represented professional athletes against their former brokers and brokerage firms in the past. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond Jeffrey, ProEquities, Securities America, National Securities Corp., and many others.

 

If you lost money with Jeffrey Rubin or International Assets Advisory, please Contact Us at 720-599-3505 for a free evaluation of your case.

 

Click to view:  Rubin SEC Comp

Click to view:  Rubin BrokerCheck 9.16.15

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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