10.0David P Neuman
(720) 599-3505

WARNING! Impending Investigation: JEFFREY INGROS, MERRILL LYNCH, and RAYMOND JAMES FINANCIAL SERVICES

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11
Mar

WARNING! Impending Investigation: JEFFREY INGROS, MERRILL LYNCH, and RAYMOND JAMES FINANCIAL SERVICES

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WARNING!  Impending Investigation:  JEFFREY INGROS, MERRILL LYNCH, and RAYMOND JAMES FINANCIAL SERVICES

Jeffrey Ingros, Merrill Lynch, and Raymond James Financial Services

 

Have you lost money with financial advisor Jeffrey Ingros of Beaver, Pennsylvania?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jeffrey S. Ingros. FINRA barred Ingros from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Ingros regarding allegations that he borrowed money from customers of his brokerage firm, Raymond James Financial Services, without permission or authorization from the firm.  Generally, it is a violation of FINRA rules to borrow money from customers, except in limited circumstances.

 

Jeffrey Ingros was a financial advisor and registered representative of Merrill Lynch from May 2007 to November 2013.  He also was affiliated with Raymond James Financial Services from November 2013 to February 2016.  He worked at a branch office in Beaver, Pennsylvania.

 

Brokerage firms like Merrill Lynch and Raymond James have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Pennsylvania. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.

 

If you lost money with Jeffrey Ingros, Merrill Lynch, or Raymond James, please Contact Us at 720-599-3505 for a free evaluation of your case.

 

Click to view:  Ingros FINRA AWC

Click to view:  Ingros BrokerCheck 3.11.16

 

HAVE YOU LOST MONEY WITH JEFFREY INGROS, MERRILL LYNCH, OR RAYMOND JAMES?   

             CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CASE EVALUATION

                Denver Office: (720) 599-3505

                Seattle Office: (206) 795-5798

 

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


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