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WARNING! Impending Investigation–JO ELLEN FISHER and RAYMOND JAMES FINANCIAL SERVICES

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13
Oct

WARNING! Impending Investigation–JO ELLEN FISHER and RAYMOND JAMES FINANCIAL SERVICES

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Jo Ellen Fisher and Raymond James Financial Services

Have you lost money with financial advisor Jo Ellen Fisher?  We are currently investigating claims made against Jo Ellen Fisher from Gallipolis, Ohio.  FINRA (the Financial Industry Regulatory Authority) alleged that Fisher stole over $924,000 from the trust account of a 95-year-old client during 2013.  FINRA alleged that Fisher transferred securities from the customer’s trust account to Fisher’s daughter’s account.  The money stolen from the customer’s account was used to pay off Fisher’s mortgage, make home repairs, and to purchase three cars, jewelry, and a diamond ring.  FINRA barred Jo Ellen Fisher from the securities industry.

Jo Ellen Fisher was a registered representative and financial advisor with Raymond James Financial Services from January 2010 to May 2014.  Raymond James Financial Services terminated Fisher in May 2014 for this conduct.

Broker-dealers like Raymond James Financial Services have a duty to supervise the conduct of their financial advisors.  If the broker-dealers fail to adequately supervise their advisors and representatives, the broker-dealer may have liability for customer losses.  If you have lost money through Jo Ellen Fisher and want to hear about ALL legal options, please visit https://www.israelsneuman.com/ or call us at 720-599-3505.

Click here to view FINRA AWC:  FINRA AWCjo ellen

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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