10.0David P Neuman
(720) 599-3505

WARNING! Impending Investigation: KEVIN WANNER and QUESTAR CAPITAL CORP.

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19
Jan

WARNING! Impending Investigation: KEVIN WANNER and QUESTAR CAPITAL CORP.

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WARNING!  Impending Investigation:  KEVIN WANNER and QUESTAR CAPITAL CORP.

Investigation of Kevin Wanner and Questar Capital Corp.

 

Have you lost money with financial advisor Kevin Wanner of Bismarck, North Dakota?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Kevin Wanner. FINRA barred Wanner from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Wanner regarding allegations that he misappropriated or stole money from his clients.

 

Wanner was also recently investigated by the North Dakota Securities Department.  The North Dakota Securities Department revoked Kevin Wanner’s license for dishonest, fraudulent, or unethical practices in violation of the North Dakota Securities Act.

 

Kevin Wanner was a financial advisor and registered representative of Questar Capital Corp., Inc. from December 2012 to December 2015.  He worked at a branch office in Bismarck, North Dakota.

 

Brokerage firms like Questar Capital Corp. have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in North Dakota. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.

 

Click to view:  Wanner ND AWC

 

HAVE YOU LOST MONEY WITH KEVIN WANNER or QUESTAR CAPITAL CORP.?   

              CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CASE EVALUATION

                Denver Office: (720) 599-3505

                Seattle Office: (206) 795-5798

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


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