WARNING! Impending Investigation: KEVIN WANNER and QUESTAR CAPITAL CORP.
Investigation of Kevin Wanner and Questar Capital Corp.
Have you lost money with financial advisor Kevin Wanner of Bismarck, North Dakota? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Kevin Wanner. FINRA barred Wanner from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Wanner regarding allegations that he misappropriated or stole money from his clients.
Wanner was also recently investigated by the North Dakota Securities Department. The North Dakota Securities Department revoked Kevin Wanner’s license for dishonest, fraudulent, or unethical practices in violation of the North Dakota Securities Act.
Kevin Wanner was a financial advisor and registered representative of Questar Capital Corp., Inc. from December 2012 to December 2015. He worked at a branch office in Bismarck, North Dakota.
Brokerage firms like Questar Capital Corp. have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in North Dakota. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.
Click to view: Wanner ND AWC
HAVE YOU LOST MONEY WITH KEVIN WANNER or QUESTAR CAPITAL CORP.?
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DENVER: (720) 599-3505
SEATTLE: (206) 795-5798