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WARNING! Impending Investigation: KHALED ELDAHER and ACAP FINANCIAL, INC.

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14
Oct

WARNING! Impending Investigation: KHALED ELDAHER and ACAP FINANCIAL, INC.

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WARNING!  Impending Investigation:  KHALED ELDAHER and ACAP FINANCIAL, INC.

Khaled Eldaher and ACAP Financial, Inc.

Have you lost money with financial advisor Khaled Eldaher of Salt Lake City, Utah?  We are investigating allegations made by the Securities and Exchange Commission (SEC) against Khaled Eldaher.   In a recent final decision, the SEC alleged that Eldaher sold customers over $300,000 of pre-IPO Facebook shares in 2012.  It alleged that he had an arrangement with another company that Eldaher would get 50% of a markup on the sales of the pre-IPO Facebook shares.  Eldaher was ordered to disgorge $15,000 in ill-gotten gains and was suspended from the securities industry for six months.

Khaled Eldaher was a financial advisor and registered representative of ACAP Financial, Inc. from February 2011 to December 2013.  He worked in a branch office in Salt Lake City, Utah.

Brokerage firms like ACAP Financial have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in the Salt Lake City area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.

 

If you lost money with Khaled Eldaher or ACAP Financial, please Contact Us at 720-599-3505 for a free evaluation of your case.

 

Click to view:  Eldaher SEC AWC

Click to view:  Eldaher BrokerCheck 10.14.15

FREE CASE EVALUATION

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