WARNING! Impending Investigation: MICHAEL J. TALIN and WOODBURY FINANCIAL SERVICES
Michael J. Talin and Woodbury Financial Services
Have you lost money with financial advisor Michael J. Talin of Seal Beach, California? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Talin. Michael Talin was barred from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Talin for allegations that he converted or stole customer funds from at least one customer.
Michael Talin was a financial advisor and registered representative of Woodbury Financial Services from 1998 to May 2015. He worked at a branch office in Seal Beach, California.
Brokerage firms like Woodbury Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout California. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond Michael, ProEquities, Securities America, National Securities Corp., and many others.
If you lost money with Michael J. Talin or Woodbury Financial Services, please Contact Us at 720-599-3505 for a free evaluation of your case.
Click to view: Talin FINRA AWC
Click to view: Talin BrokerCheck 7.28.15