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WARNING! Impending Investigation: NATHAN SILVA and AMERITAS INVESTMENT CORP.

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26
Jul

WARNING! Impending Investigation: NATHAN SILVA and AMERITAS INVESTMENT CORP.

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WARNING!  Impending Investigation:  NATHAN SILVA and AMERITAS INVESTMENT CORP.

 

Nathan Silva and Ameritas Investment Corp.

 

Have you lost money with financial advisor Nathan Silva of Omaha, Nebraska?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Nathan Silva. FINRA barred Silva from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Silva regarding allegations that he commingled customer funds and texted customers without approval from his brokerage firm, Ameritas Investment Corp.

 

Nathan Silva was a financial advisor and registered representative of Ameritas Investment Corp. from September 2007 to November 2014.  He worked at a branch office in Omaha, Nebraska.  Silva has been the subject of at least two customer complaints and was also terminated by Ameritas.

 

Brokerage firms like Ameritas Investment Corp. have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Nebraska. Our firm currently represented multiple investors against Ameritas Investment Corp., and our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.

 

Click to view:  Silva, Nathan FINRA AWC

Click to view:  Silva, Nathan BrokerCheck 7.25.16

 

HAVE YOU LOST MONEY WITH NATHAN SILVA OR AMERITAS INVESTMENT CORP.?

             CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CASE EVALUATION

                Denver Office: (720) 599-3505

                Seattle Office: (206) 795-5798

 

Our office handles all of our arbitration cases on a contingent fee basis, meaning you do not pay unless we recover money for you.

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.

 

 

 

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


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