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WARNING! Impending Investigation: NORMA SKEETE and PFS INVESTMENTS

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03
Sep

WARNING! Impending Investigation: NORMA SKEETE and PFS INVESTMENTS

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Norma Skeete and PFS Investments

Have you lost money with financial advisor Norma Skeete of Camp Springs, Maryland?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Norma Skeete.  FINRA alleged that Norma Skeete solicited an investor to invest $160,000 in a North Carolina real estate venture, representing that it was “safe” in an email.  Skeete represented that the investment would pay back the principal within 5 weeks and that the investor would get 12% interest.  To settle these claims, Skeete agreed to a fine of $2,500 and a 20-day suspension from the securities industry.

Norma Skeete was a financial advisor and registered representative of PFS Investments from 1984 to October 2011.  She has not been licensed in the securities industry since 2011.  She worked at a branch office in Camp Springs, Maryland.

Brokerage firms like PFS Investments have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies, such as refraining from selling investments and securities that are not approved by the firm.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in the Washington, DC area.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond Norma, ProEquities, Securities America, National Securities Corp., and many others.

 

If you lost money with Norma Skeete or PFS Investments, please Contact Us at 720-599-3505 for a free evaluation of your case.

 

Click to view:  Skeete FINRA AWC

Click to view:  Skeete BrokerCheck 9.3.15

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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