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WARNING! Impending Investigation: PETER DOURDAS and QUESTAR CAPITAL CORP.

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24
Jul

WARNING! Impending Investigation: PETER DOURDAS and QUESTAR CAPITAL CORP.

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Peter Dourdas and Questar Capital Corp.

Have you lost money with financial advisor Peter Dourdas of Syracuse, New York?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Peter Dourdas. FINRA filed  a regulatory complaint seeking to bar Dourdas from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Dourdas regarding possible concerns of theft or conversion of funds.  FINRA began its investigation after Dourdas was terminated from his securities brokerage firm, Questar Capital Corp.  Questar terminated Dourdas in September 2013 after it learned that he failed to disclose an unauthorized outside business activity.

Peter Dourdas was a financial advisor and registered representative of Questar Capital Corp. from December 2006 to September 2013.  He worked at a branch office in Syracuse, New York

Brokerage firms like Questar Capital Corp. have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies, such as refraining from selling investments and securities that are not approved by the firm.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond Peter, ProEquities, Securities America, National Securities Corp., and many others.

 

If you lost money with Peter Dourdas or Questar Capital Corp., please Contact Us at 720-599-3505 for a free evaluation of your case.

 

Click to view:  Dourdas FINRA Comp

Click to view:  Dourdas BrokerCheck 7.23.15

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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