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WARNING! Impending Investigation–PHILIP E. BRUNSON and WELLS FARGO ADVISORS

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16
Apr

WARNING! Impending Investigation–PHILIP E. BRUNSON and WELLS FARGO ADVISORS

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Philip E. Brunson and Wells Fargo Advisors

Have you lost money with financial advisor Philip E. Brunson of Champaign, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Philip Brunson.  Brunson agreed to be barred from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Brunson for allegations that he stole money from at least two customers’ accounts.

Philip E. Brunson was a financial advisor and registered representative of Wells Fargo Advisors from January 2008 to April 2013.  He was also registered with PNC Investments from April 2013 to November 2014.  He worked at branch offices in Champaign and Decatur, Illinois.  He is no longer with PNC Investments.

Brokerage firms like Wells Fargo Advisors and PNC Investments have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Our attorneys have represented over one thousand investors who have been defrauded by their financial advisor or stockbroker.  While we have offices in Denver and the Seattle area, we have also previously represented clients throughout Illinois, and both of our attorneys are licensed to practice law in Illinois.  If you have lost money with Philip E. Brunson, Wells Fargo Advisors, or PNC Investments and want to hear about ALL legal options, please visit https://www.israelsneuman.com and go to our CONTACT page or call us at 720-599-3505.

Click to view:  Brunson FINRA AWC

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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