WARNING! Impending Investigation: ROBERT J. CROSS and ALLSTATE FINANCIAL SERVICES
Robert J. Cross and Allstate Financial Services
Have you lost money with financial advisor Robert Cross of Rome, Georgia? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Robert J. Cross. FINRA barred Cross from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Cross regarding allegations that he converted or stole money from his clients and that he engaged in unauthorized outside business activities.
Robert Cross was a financial advisor and registered representative of Allstate Financial Services from 2006 to June 2013. He worked at a branch office in Rome, Georgia.
Brokerage firms like Allstate Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Georgia. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial, Merrill Lynch, Morgan Stanley, Smith Barney, Stifel Nicolaus & Company, UBS Financial Services, Oppenheimer, Charles Schwab, Wells Fargo Advisors, Ameriprise Financial Services, Raymond James, ProEquities, Securities America, National Securities Corp., and many others.
Click to view: Cross FINRA AWC
Click to view: Cross BrokerCheck 2.4.16
HAVE YOU LOST MONEY WITH ROBERT CROSS OR ALLSTATE FINANCIAL SERVICES?
Denver Office: (720) 599-3505
Seattle Office: (206) 795-5798
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DENVER: (720) 599-3505
SEATTLE: (206) 795-5798