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WARNING! Impending Investigation–RONALD PAUL RAFALOFF and LIBERTY PARTNERS FINANCIAL SERVICES

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06
Apr

WARNING! Impending Investigation–RONALD PAUL RAFALOFF and LIBERTY PARTNERS FINANCIAL SERVICES

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Ronald Paul Rafaloff and Liberty Partners Financial Services

Have you lost money with financial advisor Ronald Paul Rafaloff, a former investment advisor for Liberty Partners Financial Services?  We are currently investigating allegations made by FINRA (the Financial Industry Regulatory Authority) made against Ronald Rafaloff. FINRA alleged that Rafaloff defrauded and exploited a 74 year old retiree.

Rafaloff befriended his elderly client by running personal errands for her, taking her to dinner, driving and accompanying her to doctor appointments all in an effort to exploit her trust and defraud her.  He then took $405,000.00 of her money and invested it in a company in which he had complete access to her funds.   He used her investment principal to pay for his own personal expenses.  Rafaloff used $168,000.00 of his 74 year old client’s money and used it for meals at fancy Manhattan restaurants, shopping at retail stores, health insurance premiums, and rental car expenses.

Rafaloff has also been accused of making false statements to his employer, Liberty Partners regarding his dealings with his client and his involvement in private securities transactions and outside business activities.  He was also found to make misrepresentations to FINRA staff during their investigation into his exploits.

Ronald Paul Rafaloff of the Bronx, NY was a registered representative and financial advisor with Liberty Partners Financial Services.  His registration as a financial advisor was revoked, and he was ordered to pay $200,000.00 in civil penalties.

Israels & Neuman PLC represents investors throughout the country who are victims of financial advisors’ negligence and fraud.  Our firm has offices in Denver and the Seattle-area, but we continue to represent investors throughout the U.S., including New York and New Jersey.  If you have lost money with Ronald Paul Rafaloff of Liberty Partners, and want to hear about ALL legal options, please visit https://www.israelsneuman.com and go to our CONTACT page or call us at 720-599-3505.

Click to view:  RAFALOFF DISCIPLINARY PROCEEDING

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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