(720) 599-3505

WARNING: Investigation of ROBERT PACHCIARZ – Naperville, IL

SEARCH OUR BLOGS
14
Sep

WARNING: Investigation of ROBERT PACHCIARZ – Naperville, IL

Posted by admin | 0 Comment
WARNING:  Investigation of ROBERT PACHCIARZ – Naperville, IL

Robert Pachciarz, previously with J.P. Morgan Securities, Suspended by FINRA

 

Have you lost money with financial advisor Robert Pachciarz?  We are investigating allegations made about Robert Patrick Pachciarz from Naperville, Illinois.  FINRA (the Financial Industry Regulatory Authority) suspended Pachciarz from the securities industry for six months and fined him $5,000.   FINRA was investigating Pachciarz regarding allegations that he engaged in private securities transactions while he was affiliated with J.P. Morgan Securities.  He was alleged to have referred an investor to a $500,000 investment in a private company.

 

Robert Patrick Pachciarz (CRD # 5337955) was a financial advisor and registered representative of J.P. Morgan Securities from October 2012 to September 2018.  He worked in branch offices in Naperville and Romeoville, Illinois.

 

Brokerage firms like J.P. Morgan Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Phoenix, Arizona.  We represent investors in FINRA arbitration proceedings in all 50 states, including Illinois and throughout the Chicagoland area.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against J.P. Morgan Securities.

 

Click to view:  Pachciarz, Robert FINRA AWC

Click to view:  Pachciarz, Robert BrokerCheck 9.13.19

 

If you lost money with Robert Pachciarz or J.P. Morgan Securities, please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


Copyright © 2019 Israels Neuman, PLC. All Rights Reserved | Sitemap

Marketing Webmasters | Developed By TRIGUNS