WARNING: Investigation of WESSAM BAIZ of Perrysburg, OH
Wessam Baiz, formerly with Huntington Investment Company, Barred from Securities Industry
Have you lost money with financial advisor Wessam Baiz from Perrysburg, Ohio? We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Wessam “Wes” Baiz. FINRA barred Wessam Baiz from the securities industry after he failed to respond to an investigation. Baiz was being investigated after he was terminated by his former brokerage firm, Huntington Investment Company. He was fired regarding allegations Baiz failed to meet the terms of a heightened supervision plan for failure to disclose an outside business activity.
Wessam Baiz was a registered representative and financial advisor with Huntington Investment Company from April 2017 to October 2018. He worked out of a branch office in Perrysburg, Ohio.
Broker-dealers like Huntington Investment Company have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives. Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations. When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Denver, Colorado; Seattle, Washington; Portland, Oregon and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Ohio. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Baiz, Wessam FINRA AWC
Click to view: Baiz, Wessam BrokerCheck 10.28.19
If you have lost money with Wessam Baiz and Huntington Investment Company, and want to hear about ALL legal options, CONTACT ISRAELS & NEUMAN at 720-599-3505.