ZIV OHEL of Ameriprise Financial the Subject of Michigan Order
Ziv Ohel, with Ameriprise Financial Services the Subject of Michigan Order
Have you lost money with financial advisor Ziv Ohel of Ameriprise Financial in Deerfield, Illinois? We are looking into allegations made by the Michigan Corporations, Securities & Commercial Licensing Bureau against Ziv Ohel. Michigan and Ohel reached an agreement where Ohel withdrew his securities license application in Michigan. A review of Ohel’s disciplinary history on BrokerCheck reveals that he has been suspended by FINRA for failure to respond to its investigation.
Ziv Ohel was a registered representative and financial advisor with Ameriprise Financial Services between November 2012 and October 2016. He was also affiliated with CFD Investments from November 2016 to September 2017. He worked out of branch offices in Deerfield and Long Grove, Illinois. Ohel has also been the subject of 11 customer complaints, and he also filed for bankruptcy.
Broker-dealers like Ameriprise Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives. Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations. When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington. We represent investors in FINRA arbitration in all 50 states, including over 150 investors in the past from throughout the Chicagoland area, Northern Illinois, and Central Illinois.
Attorney David Neuman was born in Berwyn, Illinois and grew up in the western suburbs in Addison. He earned a degree in Finance at the University of Illinois in Urbana-Champaign before earning his law degree at Northern Illinois University in DeKalb. Mr. Neuman also previously worked for a number of Chicago area law firms, including firms in St. Charles, Geneva, Chicago, and Barrington.
Click to view: Ohel, Ziv BrokerCheck 5.11.19
Click to view: Ohel, Ziv Michigan Order
If you have lost money with Ziv Ohel or Ameriprise Financial Services, and want to hear about ALL legal options, please CONTACT ISRAELS & NEUMAN at 720-599-3505.