Israels & Neuman, PLC | Blog | Securities & Investment Fraud Law Firm
(720) 599-3505

Blog

SEARCH OUR BLOGS
16
May

UPDATE! MARK HOPKINS of American Portfolios BARRED

Posted by admin | 0 Comment
INVESTOR ALERT! Mark Hopkins, American Portfolios Financial, Grand Blanc, Michigan

Have you lost money investing with Mark Hopkins of American Portfolios Financial Services in Grand Blanc, Michigan?    We are continuing to look into allegations made against Mark Hopkins, a former advisor with American Portfolios Financial Services.  Hopkins was barred from the securities industry by FINRA, after he failed to respond to their investigation into […]

15
May

UPDATE! Investigation of DEAN GRANT and Theft from Customers

Posted by admin | 0 Comment

Dean Grant, formerly with M Holdings Securities, Barred from Securities Industry Milledgeville, GA   Have you lost money investing with Dean Grant from Milledgeville, Georgia?  We are continuing to look into allegations made against Dean Harrison Grant, formerly an advisor with M Holdings Securities.  Dean Grant was barred from the securities industry by FINRA, after […]

12
May

INVESTOR ALERT: Harold Couglar of San Diego BARRED

Posted by admin | 0 Comment
INVESTOR ALERT! Harold Couglar, Montage Securities, San Diego, California

Have you lost money with financial advisor Harold Couglar of Montage Securities in San Diego, California?    We are investigating allegations made by the Oregon Division of Financial Regulation against Harold F. Couglar. Oregon barred Couglar from the securities industry.  Oregon was investigating Couglar regarding allegations that he opened discretionary trading accounts at an outside […]

11
May

RICHARD JONES of NYLife Securities BARRED by Iowa

Posted by admin | 0 Comment
INVESTOR ALERT! Richard Jones, NYLife Securities, Pilot Mound, Iowa

Have you lost money with financial advisor Richard Jones of NYLife Securities in Pilot Mound, Iowa?    We are investigating allegations made by Iowa Insurance Division against Richard Michael Jones of NYLife Securities.  Iowa alleged that Jones was the subject of a 2016 customer complaint alleging misrepresentations and omissions regarding a variable annuity in Pilot […]

10
May

Complaints and Losses with ROBERT ESTEVEZ of Investors Capital Corp.

Posted by admin | 0 Comment
INVESTOR ALERT! Robert Estevez, Investors Capital Corp., Greenwich

Have you lost money with financial advisor Robert Estevez of Investors Capital Corp. in Greenwich, Connecticut?   We are looking into allegations made by the Michigan Corporations, Securities & Commercial Licensing Bureau against Robert Estevez. Michigan denied an application for securities licensure filed by Estevez.  In denying his application, Michigan cited several reasons, including the […]

10
May

UPDATE! Have You Lost Money with DOUGLAS MILLER of Toledo, Ohio?

Posted by admin | 0 Comment
INVESTOR ALERT! Douglas Miller, Triad Advisors, Toledo, Ohio

Allegations Against Douglas Miller of Triad Advisors – Toledo, Ohio   Have you lost money with financial advisor Douglas Miller of Toledo, Ohio?  We are looking into allegations made by the Michigan Corporations, Securities & Commercial Licensing Bureau against Douglas S. Miller. Michigan barred Miller’s investment advisory license.  In barring him, Michigan alleged that Miller […]

9
May

INVESTIGATION of BARRY HOROWITZ of Lincoln Financial

Posted by admin | 0 Comment
Complaints against Barry Horowitz, Lincoln Financial Securities, in Glastonbury, Connecticut

Israels & Neuman, PLC Investigates Barry Horowitz of Lincoln Financial Securities Corp.  – Glastonbury, CT   Have you lost money with financial advisor Barry Horowitz (CRD# 2651525), formerly with Lincoln Financial Securities Corp. in Glastonbury, Connecticut?  The law firm of Israels & Neuman is investigating allegations of former customers related to Barry Horowitz. Horowitz was […]

1
May

Advisor ANSELMO CONTRERAS Barred by FINRA – Angleton, TX

Posted by admin | 0 Comment
Investigation: Anselmo Contreras, Cambridge Investment Research, Angleton, TX

Have you lost money with financial advisor Anselmo Contreras from Angleton, Texas?    The law firm of Israels & Neuman is currently investigating allegations made against Anselmo Contreras, Jr., who previously worked with Cambridge Investment Research.  FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Mr. Contreras, alleging that he converted or misappropriated […]

30
Apr

MICHAEL AHEARN of Wells Fargo and Merrill Lynch is BARRED

Posted by admin | 0 Comment
INVESTOR ALERT! Michael Ahearn of Wells Fargo and Merrill Lynch in Jenkintown, PA

Have you lost money with financial advisor Michael Ahearn of Jenkintown, Pennsylvania?    The law firm of Israels & Neuman is looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael John Ahearn. FINRA barred Ahearn from the securities industry.  FINRA alleged that Ahearn provided false testimony during an investigation.  FINRA was […]

29
Apr

ALERT! Stephen Querzoli and Allegations of Excessive Commissions

Posted by admin | 0 Comment
INVESTOR ALERT! Stephen Querzoli, Danvers, MA, Janney Montgomery Scott

Have you lost money with financial advisor Stephen Querzoli of the firm, Janney Montgomery Scott in Danvers, Massachusetts?   The law firm of Israels & Neuman is investigating allegations made by the Massachusetts Securities Division against Stephen T. Querzoli, a former advisor at Janney Montgomery Scott in Danvers, MA.  Massachusetts alleged that Janney Montgomery Scott […]

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


Copyright © 2019 Israels Neuman, PLC. All Rights Reserved | Sitemap

Marketing Webmasters | Developed By TRIGUNS