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9
Jul

WARNING! Investigation of PEDRO GONZALEZ-SEIJO of TransAmerica

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WARNING! Pedro Gonzalez Seijo of TransAmerica Financial in San Juan, Puerto Rico

Pedro Gonzalez-Seijo, formerly with TransAmerica Financial Advisors, Barred by SEC   Have you lost money with financial advisor Pedro L. Gonzalez-Seijo, of San Juan, Puerto Rico?  The law firm of Israels & Neuman is investigating allegations made by the Securities and Exchange Commission (SEC) against Pedro Gonzalez-Seijo of TransAmerica Financial Advisors.  The SEC alleged that […]

8
Jul

WARNING! Investigation of MICHAEL MACKAY – Cincinnati, OH

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Michael Mackay, formerly with TransAmerica Financial Advisors, Barred from Securities Industry   Have you lost money with financial advisor Michael Mackay of Cincinnati, Ohio?  The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Michael Richard Mackay. FINRA barred Mackay from the securities industry after he […]

8
Jul

INVESTIGATION: Justin Williams of Williams Wealth Management – Portland, OR

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INVESTOR ALERT! Justin Williams of Williams Wealth Management in Portland, OR is SUSPENDED

Justin Williams of Williams Wealth Management, Suspended Three Years from Securities Industry   Have you lost money with financial advisor Justin Williams of Portland, Oregon?  The law firm of Israels & Neuman is investigating allegations made by the Oregon Division of Financial Regulation against Justin David Williams. Oregon suspended Williams from the securities industry for […]

8
Jul

WARNING! Investigation of RICHARD CAGLE – Corpus Christi, TX

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Richard Cagle, formerly with Hilltop Securities Independent Network, Barred from Securities Industry   Have you lost money with financial advisor Richard Cagle of Corpus Christi, Texas?  The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Richard Earl Cagle. FINRA barred Cagle from the securities industry […]

5
Jul

INVESTIGATION of PLANMEMBER SECURITIES CORP. Complaints

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INVESTOR ALERT! Complaints Against Planmember Securities Corp. inCarpinteria, California

Planmember Securities Corp. Settles with FINRA Over Variable Annuity Exchanges   Have you lost money investing in variable annuities through Planmember Securities Corp., Inc.?  The law firm of Israels & Neuman is currently investigating allegations made against Planmember Securities Corp., Inc., a Carpinteria, California-based securities brokerage firm.  FINRA (the Financial Industry Regulatory Authority) brought a […]

4
Jul

INVESTOR ALERT! Jeffrey Blutstein of Kestra Investments BARRED

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INVESTIGATION of Jeffrey Blutstein of Kestra Investment Services in Elmsford NY and Ridgefield, CT

Jeffrey Blutstein, formerly with Kestra Investment Services, Barred from Securities Industry   Have you lost money with financial advisor Jeffrey Blutstein of Elmsford, New York?  The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jeffrey Alan Blutstein. FINRA barred Blutstein from the securities industry after […]

3
Jul

TINA MARTINEZ of Farmers Financial Barred for FORGERY

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INVESTIGATION of Tina Martinez of Farmers Financial in Yakima Washington

Tina Martinez, formerly with Farmers Financial Solutions, Barred from Securities Industry   Have you lost money with financial advisor Tina Martinez of Yakima, Washington?  The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Tina Marie Martinez. FINRA barred Martinez from the securities industry after she […]

3
Jul

INVESTIGATION: Brenda Smith of CV Brokerage – West Conshohocken, PA

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INVESTOR ALERT! Brenda Smith of CV Brokerage in West Conshohocken, PA

Brenda Smith, formerly with CV Brokerage, Barred from Securities Industry   Have you lost money with financial advisor Brenda Smith of West Conshohocken, Pennsylvania?  The law firm of Israels & Neuman, PLC is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Brenda Ann Smith. FINRA barred Smith from the securities industry after […]

2
Jul

ALERT! DAVID ANTYPAS of LPL Financial SUSPENDED

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INVESTOR ALERT! Peter Bill of TradingBlock AOS, Inc. in Berlin, NH

David Antypas, formerly with LPL Financial, Suspended Two Years from Securities Industry   Have you lost money with financial advisor David Antypas of Brentwood, Tennessee?  The law firm of Israels & Neuman is investigating allegations made by the Financial Industry Regulatory Authority (FINRA) against David Philip Antypas.  Antypas was suspended from the securities industry for […]

2
Jul

FRAUD ALERT! JAMES BOOTH of Invest Financial Corp. and LPL Financial – Norwalk, CT

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FRAUD: James Booth of Invest Financial and LPL Financial in Norwalk, Connecticut

James Booth, formerly with Invest Financial Corp. in Norwalk, Connecticut, Barred from Securities Industry   Have you lost money with financial advisor James Booth of Norwalk, Connecticut?  The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against James Thomas Booth. FINRA barred Booth from the securities […]

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