Allegations Regarding the Termination Jose Gamez also known as “Joe Gamez”, an advisor in San Antonio, Texas, was fired by Raymond James regarding allegations that he “used client funds for personal reasons”. When individuals like Gamez are terminated by their brokerage firm for cause, the firm is required to file a form (called a Form…
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Did you invest with Lisa Boisselle in two crypto currency investments called NovaTech and HyperFund, also known as HyperVerse? If so, you’re not alone—and you may have legal options to recover your losses. The securities and investment fraud law firm of Israels & Neuman is investigating recent regulatory complaints made by the Arizona Corporation Commission…
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Allegations from Customer Irvine, California — In April 2025, a customer filed a FINRA arbitration claim against Western International Securities. The customer alleged that advisor Christopher Polimeni “converted customer’s assets by transferring them to a foundation” and alleges $1.6 million in damages, according to FINRA’s BrokerCheck. The complaint was still pending as of August 2025. …
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Easterly ROCMuni High Income Municipal Bond Fund (RMHIX): What Happened? In early June 2025, the Easterly ROCMuni High Income Municipal Bond Fund (ticker: RMHIX) suffered a dramatic collapse—its net asset value plunged nearly 50%, dropping to roughly $2.95 per share. The dramatic decline in its price could largely be due to the fact that this…
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