Articles Posted in Misrepresentations and Fraud

Christopher Polimeni of Western International Securities Facing a $1.6 Million Complaint
Israels & Neuman, PLC

August 21, 2025

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Allegations from Customer Irvine, California — In April 2025, a customer filed a FINRA arbitration claim against Western International Securities. The customer alleged that advisor Christopher Polimeni “converted customer’s assets by transferring them to a foundation” and alleges $1.6 million in damages, according to FINRA’s BrokerCheck. The complaint was still pending as of August 2025. …

Osaic Wealth and Stifel Nicolaus Under Scrutiny After Muni Bond Fund Blow-Up
Israels & Neuman, PLC

August 12, 2025

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Easterly ROCMuni High Income Municipal Bond Fund (RMHIX): What Happened? In early June 2025, the Easterly ROCMuni High Income Municipal Bond Fund (ticker: RMHIX) suffered a dramatic collapse—its net asset value plunged nearly 50%, dropping to roughly $2.95 per share. The dramatic decline in its price could largely be due to the fact that this…

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