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SHORT HILLS, NEW JERSEY Have you lost money with Michael Ackerman, and financial advisor James A. Seijas (CRD# 2392901) formerly of Wells Fargo Advisors in Short Hills, New Jersey?  We are continuing to look into allegations of former customers related to James Seijas. Seijas’ former business partner, Michael Ackerman, pleaded guilty to fraud related to …
Read More "Law Firm of Israels & Neuman Helps Victims Recover Money Due to JAMES SEIJAS Q3 Cryptocurrency SCAM"
WOBURN, MASSACHUSETTS  Have you lost money with financial advisor Robert Nyilas, formerly with Advisory Group Equity Services in Woburn, Massachusetts?  We are looking into allegations made against Robert Nyilas. Nyilas was barred from the securities industry after he failed to respond to a FINRA investigation.  Nyilas was being investigated after he allegedly sold unsuitable investments …
Read More "ROBERT NYILAS Involved With Selling Unsuitable Investments Through Advisory Group Equity Services"
FLOWER MOUND, TEXAS  Have you lost money with financial advisor Steven Vander Velde, with Cambridge Investment Research in Flower Mound, Texas?  We are looking into allegations made against Steven Vander Velde. Vander Velde has been the subject of a recent customer complaint.  The recent complaint alleges unsuitable investments in real estate.  The complaint alleges $300,000 …
Read More "Securities Law Firm Investigates STEVEN VANDER VELDE For Unsuitable REIT Investments"
SAN FRANCISCO, CALIFORNIA  Have you lost money with financial advisor Paul Furusho, formerly with APW Capital in San Francisco, California?  We are looking into allegations made against Paul Furusho. Furusho was barred from the securities industry after he failed to respond to a FINRA investigation.  Furusho was being investigated after he allegedly arranged a private …
Read More "Investigation of Advisor PAUL FURUSHO – San Francisco, CA"
 LONGMONT, COLORADO  Have you lost money with financial advisor Monica Baldwin, with Raymond James Financial in Longmont, Colorado?  We are looking into allegations made against Monica Baldwin. Baldwin and her brokerage firm, Raymond James Financial, were the subject of a FINRA arbitration claim, where a customer alleged Baldwin overconcentrated their accounts in energy investments, including …
Read More "MONICA BALDWIN of Raymond James Accused of Selling Unsuitable Oil & Gas Investments"
 TOLEDO, OHIO  Have you lost money with financial advisor James Earl Simpson, formerly with Equitable Advisors in Toledo, Ohio?  We are looking into allegations made against James Simpson. Simpson was “permitted to resign” by Equitable Advisors in August 2021.  It was alleged that Simpson misappropriated client funds and allegedly sold an unsuitable annuity. James Simpson …
Read More "JAMES SIMPSON of Equitable Advisors Involved in Theft Allegations"
 BEE CAVE, TEXAS Have you lost money with financial advisor Duane Cooper, with Wells Fargo in Bee Cave, Texas?  We are looking into allegations made against Duane Cooper. Cooper has been the subject of three customer complaints, one which was filed within the last year.  The recent complaint alleges unsuitable investments in private placements and …
Read More "DUANE COOPER of Wells Fargo Accused of Selling $600,000 of Unsuitable Investments"
FORT WORTH, TEXAS Have you lost money with financial advisor William Jeffrey Michero, formerly with Cambridge Investment Research in Fort Worth, Texas?  We are looking into allegations made against William Michero. Michero was fired by Cambridge Investment Research in August 2021.  Cambridge alleged that Michero misappropriated trust funds through this outside business activity as a …
Read More "WILLIAM JEFFREY MICHERO Accused of Theft from Customers of Cambridge Investment"
TOWNSHIP, OHIO Have you lost money with financial advisor Kimm Hannan, formerly with Horter Investment Management of Jackson Township, Ohio? We are continuing to look further into claims against Kimm Hannan. On January 18, 2019, Kimm C. Hannan was found guilty of investment fraud, according to Inde Online and sentenced to 20 years in prison.  …
Read More "KIMM HANNAN of Horter Investment Indicted for FRAUD – How to Recover Money"
GARDEN CITY, NY  Have you lost money with financial advisor Stephen James Sullivan, with Spartan Capital Securities in Garden City, New York?  We are looking into allegations made against Stephen Sullivan. Sullivan has been the subject of an investigation by FINRA.  FINRA is investigating whether Sullivan had been excessively trading or churning customer accounts.  Sullivan …
Read More "COMPLAINTS Against Stephen Sullivan of Spartan Capital Securities"