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19
May

Warning: JEFFREY MARBURGER of W&S Brokerage is BARRED

Losses with Jeffrey Marburger of W&S Brokerage in Dover, OH
Former W&S Brokerage Services Advisor Jeffrey Marburger Barred by FINRA DOVER, OHIO Our investment fraud and securities arbitration law firm is looking into claims made by FINRA, against Jeffrey Marburger, from Dover, Ohio.  Marburger was under investigation by FINRA after he was terminated by his former brokerage firm, W&S Brokerage Services.  After Marburger failed to …
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18
May

Investor Alert! JESUS ALVIDREZ of TransAmerica Financial is BARRED

Losses with Jesus Alvidrez of TransAmerica Financial in Brea, CA
Jesus Alvidrez, Formerly with TransAmerica Financial Advisors, Barred from Securities Industry BREA, CALIFORNIA Are you a former customer of Jesus Alvidrez from Brea, California? The securities arbitration law firm of Israels & Neuman is examining allegations made about Jesus Jose Alvidrez.  FINRA (the Financial Industry Regulatory Authority) has expelled him from the securities brokerage industry …
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17
May

How to Recover Money from Losses in DiversyFund Growth REIT II

Losses in DiversyFund Growth REIT II investments
DiversyFund Growth REIT II’s Regulation A Exemption Temporarily Suspended Have you invested in the DF (DiversyFund) Growth REIT II?  The investment fraud and securities arbitration law firm of Israels & Neuman may be able to help you recover your investment losses. In March 2022, the SEC temporarily suspended the registration exemption for the DF Growth …
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17
May

FRAUD ALERT! Brian Martinsen of SW Financial Charged with FRAUD

Losses with Brian Martinsen of SW Financial in St. James, NY
 Brian Martinsen, Formerly of SW Financial, Civilly Charged with Securities Fraud ST. JAMES, NY Are you a current or former customer of StraightPath Venture Partners or StraightPath Management LLC?  We are reviewing allegations made by the SEC against StraightPath and its founders, which include Brian Martinsen of St. James, New York. The SEC alleged that …
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17
May

Warning! NIKOLAY ZOTENKO of Morgan Stanley is SUSPENDED

Losses with Nikolay Zotenko of Morgan Stanley in Beverly Hills, CA
Former Morgan Stanley Rep, Nikolay Zotenko, Suspended For One Year BEVERLY HILLS, CA Are you a former client of financial advisor Nikolay Zotenko from Morgan Stanley? Our securities arbitration law firm reviewing allegations made against a former representative of Morgan Stanley who was based in Beverly Hills, California.  FINRA had investigated Nikolay Zotenko. FINRA’s AWC …
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13
May

Warning! IAN LOWREY of Spartan Capital is SUSPENDED and FINED

Losses with Ian Lowrey of Spartan Capital Securities and Wynston Hill Capital in New York, NY
FINRA Suspended Another Former Spartan Capital Securities Rep, Ian Lowrey NEW YORK, NY Our firm is continuing to look into allegations made against former representatives of Spartan Capital Securities, which is based on New York City.  FINRA has investigation yet another former advisor with Spartan Capital Securities; this time the investigation centers around Ian Lowrey.  …
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7
May

COMPLAINTS Against ROBERT D’AGOSTA of Berthel Fisher & Company

Losses with Jeffrey Marburger of W&S Brokerage in Dover, OH
 Robert D’Agosta, with Berthel Fisher & Company, Subject of Several Customer Complaints CENTER VALLEY, PENNSYLVANIA Our securities arbitration law firm is looking into allegations made by customers of financial advisor Robert D’Agosta, with Berthel Fisher & Company.  Robert D’Agosta, who worked in an offices in Center Valley and Bethlehem, Pennsylvania, has been the subject of …
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6
May

KURT BALDRY of Ausdal Financial Involved in $980,000 COMPLAINT

Losses with Kurt Baldry of Ausdal Financial in Ostego, Minnesota
Advisor Kurt Baldry, with Ausdal Financial Partners, Subject of $980,000 Customer Complaint Regarding Limited Partnerships OSTEGO, MINNESOTA Have you lost money investing with Kurt Baldry, with Ausdal Financial Partners in Ostego, Minnesota?  The securities arbitration law firm of Israels & Neuman is reviewing claims made against Kurt Baldry.  According to Brokercheck, Ausdal Financial Partners has …
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