MOREHEAD CITY, NORTH CAROLINA Did you invest with financial advisor Brett Rutherford in Morehead City, North Carolina? Our securities arbitration law firm is reviewing allegations made by FINRA against this advisor, who was a representative of Capital Investment Group. He was expelled from the securities industry by FINRA when he failed to cooperate with a…
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CHICAGO, ILLINOIS Are you a former client of financial advisor Joseph Cannon in Chicago, Illinois? The securities arbitration and investment fraud law firm of Israels & Neuman is reviewing allegations made by FINRA against Joseph Cannon, who was previously affiliated with Northwestern Mutual. He was barred from the securities industry after failing to respond to…
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PURCHASE, NEW YORK Did you invest with financial advisor Roger Gallagher in Purchase, New York? Our law firm is reviewing allegations made by FINRA against this advisor, who was a representative of Morgan Stanley from 2012 to August 2024. He was kicked out of the securities industry by FINRA after he failed to cooperate with…
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CAMARILLO, CALIFORNIA Have you invested with financial advisor Ryan Bennett from Camarillo, California? We are reviewing allegations made against Ryan Emerson Bennett. In January 2023, he was fired by First Heartland Capital, according to FINRA’s BrokerCheck. BrokerCheck further discloses that he was terminated for several reasons, including that he knowingly engaged in an outside business…
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ORCUTT, CALIFORNIA Have you invested with investment adviser Julie Darrah from Orcutt, California? We are reviewing allegations made against Julie Darrah, formerly known as Julie Banuelos. According to AdvisorInfo, a website maintained by the Securities and Exchange Commission, she was fired by her firm while under an internal investigation. According to AdvisorInfo, she was “terminated…
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NORCROSS, GEORGIA We are currently investigating allegations made against Triad Advisors, a Norcross, Georgia-based securities brokerage firm. FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against Triad Advisors, making allegations that it failed to adequately supervise the exchange of Class A mutual fund shares and variable annuity exchanges. Because of the front-end load…
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BROOKLYN, NEW YORK Did you invest in cryptocurrency with Rashawn Russell of Deutsche Bank? Our securities arbitration firm is looking into allegations made against this advisor. Earlier this week, he was indicted for fraud. He is alleged to have solicited investors to give him money to invest in cryptocurrencies through an entity called R3 Crypto…
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ROSELLE, ILLINOIS Have you lost money with financial advisor Bradley A. Goodbred of Roselle, Illinois? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, which barred him after he failed to respond to an investigation. FINRA was investigating this advisor after he was terminated by his former brokerage firm, LPL Financial. He…
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The securities and investment fraud law firm of Israels & Neuman is currently investigating allegations made against VALIC Financial Advisors, a Houston, Texas-based securities brokerage firm. FINRA (the Financial Industry Regulatory Authority) brought a regulatory action against this firm, making allegations that it failed to adequately supervise issues related to variable annuities. FINRA alleged that…
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SPRINGFIELD, ILLINOIS Have you lost money with financial advisor Dustin Shafer? We are looking into allegations made about this advisor from Springfield, Illinois. FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry after he failed to respond to its investigation. FINRA was investigating allegations that he borrowed money from a client. Dustin…
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