Former Morgan Stanley Advisor Shawn Good Barred by FINRA WILMINGTON, NORTH CAROLINA Are you a former or current customer of financial advisor Shawn Good of Wilmington, North Carolina? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made by FINRA, the Financial Industry Regulatory Authority, against Shawn E. Good.…
Continue reading ›John Winslow, Previously with Edward Jones, Barred By FINRA GIG HARBOR, WASHINGTON Are you a former customer of financial advisor John Winslow, formerly with Edward Jones in Gig Harbor, Washington? The Seattle-based investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against John Winslow. FINRA, the Financial Industry…
Continue reading ›Christopher Passero with Money Concepts Capital, Suspended From Securities Industry and Fined HURRICANE, WEST VIRGINIA The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made by FINRA (the Financial Industry Regulatory Authority) against Christopher Passero, who worked in Hurricane, West Virginia. Passero was suspended for three months and fined…
Continue reading ›Patrick Teutonico with Network 1 Financial Securities, Suspended Three Months SEAFORD, NEW YORK Are you a current or former client of Patrick Teutonico? Our law firm is looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Patrick Teutonico, with Network 1 Financial Securities in Seaford, New York. Teutonico was recently suspended from…
Continue reading ›Robert David, Jr., Formerly with Morgan Stanley, Suspended 20 Months FARMINGTON HILLS, MICHIGAN Are you a former customer of Robert David Jr., formerly of Morgan Stanley in Farmington Hills, Michigan? The investment fraud and securities arbitration law firm of Israels & Neuman is continuing to look into allegations made against Robert David. FINRA (the Financial…
Continue reading ›National Securities Corp. Advisor, Jay Sheth Suspended Three Months from the Securities Industry NEW YORK, NY Are you a current or former customer of advisor Jay Sheth at National Securities Corp.? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made by FINRA (the Financial Industry Regulatory Authority)…
Continue reading ›Two Customer Complaints Pending Against Crown Capital Securities Involving Frederick Atiyeh WHITMORE LAKE, MICHIGAN Were you a former investor of financial advisor Frederick Atiyeh? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made against current Crown Capital Securities advisor Frederick Atiyeh, in Whitmore Lake, Michigan. According to…
Continue reading ›James Dunn, Formerly with Ameriprise Financial Services, Fired For Unauthorized Trades VIENNA & ARLINGTON, VIRGINIA Are you a former customer of James Dunn in Vienna, Virginia? The investment fraud and securities arbitration law firm of Israels & Neuman is reviewing allegations made against James Dunn, who was a financial advisor with Ameriprise Financial Services from…
Continue reading ›James Parrelly, Formerly with Investment Planners, Subject of Customer Complaints DEARBORN, MICHIGAN Are you a former customer of James Parrelly also known as Jim Parrelly from Dearborn, Michigan? The investment fraud and securities arbitration law firm of Israels & Neuman is looking into allegations made by former customers of James Parrelly and his former brokerage…
Continue reading ›Financial Advisor Mark Rothstein, with Independent Financial Group, Subject of REIT Complaint EL SEGUNDO, CALIFORNIA Did you invest in REITs (real estate investment trusts) with Mark Rothstein, with Independent Financial Group, in El Segundo, California? According to FINRA’s BrokerCheck, a former customer of Mark Rothstein filed an arbitration claim against Independent Financial Group. The customer…
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